Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Dawn BradfordCetera Advisor Networks LLCWells Fargo Clearing Services, LLC02-09-2009
Eric Scott WillifordCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC03-24-2009
Kevin Dale SmithCetera Advisor Networks LLCUBS Financial Services Inc.06-01-2009
Dennis Michael AllenCetera Advisor Networks LLCU.S. Wealth Management03-22-2010
Matthew B. MainCetera Advisor Networks LLCEssex National Securities, LLC10-20-2010
Thomas B WindfelderCetera Advisor Networks LLCAllegheny Investments, Ltd.01-21-2011
Adam Gregory ProvanceCetera Advisor Networks LLCEdward Jones02-11-2011
Victoria Anne SchofieldCetera Advisor Networks LLCLPL Financial LLC04-07-2011
Gennaro VuonoCetera Advisor Networks LLCOppenheimer & Co. Inc.$15008-11-2011
Deborah Lucille TrinkleyCetera Advisor Networks LLCSorrento Pacific Financial, LLC08-17-2011
Glenn Anthony ArmocidaCetera Advisor Networks LLCLPL Financial LLC02-22-2012
Richard L Going IICetera Advisor Networks LLCMorgan Stanley$2504-13-2012
Robert MillerCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Timothy Paul MillerCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$10011-26-2012
Stephanie Ann HunterCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$5011-26-2012
Bradly Warner GraffiusCetera Advisor Networks LLCLincoln Financial Securities Corporation01-07-2013
Scott Ashley RuckiCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC03-18-2013
Darren Barnhart WoomerCetera Advisor Networks LLCWells Fargo Clearing Services, LLC06-04-2013
Alex James AbramsCetera Advisor Networks LLCJ.J.B. Hilliard, W.L. Lyons, LLC$1009-25-2013
Tobin R. RoteCetera Advisor Networks LLCM&T Securities, Inc.02-04-2014
Bryin Alan SillsCetera Advisor Networks LLCCUSO Financial Services, L.P.02-27-2014
Thomas Henry GarlicCetera Advisor Networks LLCAmeriprise Financial Services, LLC$2504-21-2014
Michael Ryan MillerCetera Advisor Networks LLCMML Investors Services, LLC$5011-13-2014
Richard Thomas SpaceCetera Advisor Networks LLCH. Beck, Inc.12-15-2014
Gregory Francis WolfeCetera Advisor Networks LLCRaymond James Financial Services, Inc.$5005-12-2015
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.