Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yvonne Leslie ReitemeyerCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
Walter Thomas WandallCetera Advisor Networks LLCMerCap Securities, LLC08-04-2017
Victoria Anne SchofieldCetera Advisor Networks LLCLPL Financial LLC04-07-2011
Trisha Rena Koch-AllenCetera Advisor Networks LLCM&T Securities, Inc.07-08-2015
Tobin R. RoteCetera Advisor Networks LLCM&T Securities, Inc.02-04-2014
Timothy Paul MillerCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$10011-26-2012
Thomas Henry GarlicCetera Advisor Networks LLCAmeriprise Financial Services, LLC$2504-21-2014
Thomas B WindfelderCetera Advisor Networks LLCAllegheny Investments, Ltd.01-21-2011
Susan Elizabeth WeberCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Steven Paul FetterhoffCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$2504-02-2020
Stephanie Ann HunterCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$5011-26-2012
Scott Ashley RuckiCetera Advisor Networks LLCTIAA-CREF Individual & Institutional Services, LLC03-18-2013
Ronald Patrick LeuschenCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-09-2016
Ronald Joseph BalogCetera Advisor Networks LLCMorgan Stanley$5006-12-2015
Robert MillerCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Robert Carl Orbin Jr.Cetera Advisor Networks LLCAllstate Financial Services, LLC08-19-2016
Richard W LeetCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
Richard Thomas SpaceCetera Advisor Networks LLCH. Beck, Inc.12-15-2014
Richard L Going IICetera Advisor Networks LLCMorgan Stanley$2504-13-2012
Ray Anthony HayesCetera Advisor Networks LLCLPL Financial LLC$4201-17-2017
Paul Craig FeldmanCetera Advisor Networks LLCFifth Third Securities, Inc.$5001-29-2016
Nicole Marie DemartinoCetera Advisor Networks LLCMetLife Securities Inc.02-10-2017
Michael Ryan MillerCetera Advisor Networks LLCMML Investors Services, LLC$5011-13-2014
Michael Jon BrittainCetera Advisor Networks LLCAmeriprise Financial Services, LLC$5012-09-2016
Michael J. KernCetera Advisor Networks LLCPNC Investments05-04-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.