Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pedro HeroCetera Advisor Networks LLCLincoln Financial Securities Corporation03-01-2010
William Emerson Stone IIICetera Advisor Networks LLCMidkiff & Stone Capital Group, Inc.$1011-28-2011
Dale Wayne YoungCetera Advisor Networks LLCWalnut Street Securities, Inc.$15009-03-2013
Thomas Henry MaikowskiCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Jeffrey Allan SchneiderCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
John Lowry ArnotCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
William J BrownCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Nechemia Jerome ProterCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Dennis Ray WallCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Gregory Jay BarcelloCetera Advisor Networks LLCWalnut Street Securities, Inc.09-03-2013
Joyce M. WattsCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Roy T. GarciaCetera Advisor Networks LLCFarmers Financial Solutions, LLC02-05-2014
George M. PhilipCetera Advisor Networks LLCTransamerica Financial Advisors, Inc06-28-2016
David Vaughn ThomasCetera Advisor Networks LLCBOK Financial Services, Inc.$5008-15-2016
James Edward LatiolaisCetera Advisor Networks LLCFSC Securities Corporation$1001-05-2017
Alan Ernest SimpsonCetera Advisor Networks LLCGreat Nation Investment Corporation08-07-2017
Stefany Tegeler SchadeCetera Advisor Networks LLCGirard Securities, Inc.09-19-2017
Natasha Cher VerbskyCetera Advisor Networks LLCGirard Securities, Inc.10-12-2017
Peter Michael DesantisCetera Advisor Networks LLCGirard Securities, Inc.$5011-01-2017
Reginald Franklin Muggley Jr.Cetera Advisor Networks LLCGirard Securities, Inc.$5011-01-2017
Keith Ronan NielsenCetera Advisor Networks LLCGirard Securities, Inc.$2011-01-2017
Francis A. SnyderCetera Advisor Networks LLCGirard Securities, Inc.$1111-01-2017
Mark Angelo MilitelloCetera Advisor Networks LLCGirard Securities, Inc.11-01-2017
Keith Allen JohnsonCetera Advisor Networks LLCEdward Jones01-16-2018
Thomas Lorenzo Bausley Jr.Cetera Advisor Networks LLCQuestar Capital Corporation01-17-2018
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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