Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee DammeCetera Advisor Networks LLCFarmers Financial Solutions, LLC07-12-2019
Patrick Okeeffe KevinCetera Advisor Networks LLCFifth Third Securities, Inc.07-11-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$1006-14-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
James Francis WiaduckCetera Advisor Networks LLCJanus Distributors LLC06-06-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Anthony Earl PorterCetera Advisor Networks LLCInfinex Investments, Inc.05-31-2019
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$5005-30-2019
Robert Michael EdelsonCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-20-2019
Miles Lane JamesCetera Advisor Networks LLCRaymond James Financial Services, Inc.$2505-20-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC05-20-2019
Aron Martz, Michael MartinCetera Advisor Networks LLCU.S. Bancorp Investments Inc.$23005-10-2019
Michael Larry MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$15005-10-2019
Aron Cordell MartzCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$10005-10-2019
Keith Matthew FialaCetera Advisor Networks LLCJ.P. Morgan Securities LLC$15005-02-2019
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts$5004-24-2019
Philip Reese BaileyCetera Advisor Networks LLCRaymond James Financial Services, Inc.$5004-15-2019
Leslie Davis AllisonCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-15-2019
Victor D. BellCetera Advisor Networks LLCLPL Financial LLC04-02-2019
William Walter Le BoeufCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
Daniel B. ChancellorCetera Advisor Networks LLCSagePoint Financial, Inc.$1003-13-2019
Eric Joseph LeiderCetera Advisor Networks LLCThe Financial Team, Inc.03-11-2019
Terrence Jude HeilCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$5003-07-2019
Luke James StromCetera Advisor Networks LLCQuestar Capital Corporation03-04-2019
Amy J. Townsend-VanderpoolCetera Advisor Networks LLCThe Huntington Investment Company03-01-2019
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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