Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
ANTHONY EARL PORTER MRCetera Advisor Networks LLCInfinex Investments, Inc.$10005-31-2019
Aron Cordell MartzCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$10005-10-2019
Austin James DeleryCetera Advisor Networks LLCLPL Financial LLC03-19-2019
Brent Dean DomeCetera Advisor Networks LLCWaddell & Reed$50005-29-2019
Brooke Courtney GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.06-07-2019
Chad Edward PhippsCetera Advisor Networks LLCWaddell & Reed05-29-2019
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts$50004-24-2019
Clark James McDonaldCetera Advisor Networks LLCWaddell & Reed05-29-2019
David Alan WiedmeyerCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2019
James Francis WiaduckCetera Advisor Networks LLCJanus Henderson Distributors$10006-06-2019
Justin Hewlett SkidmoreCetera Advisor Networks LLCRNR Securities, L.L.C.04-02-2019
Karsten Gabriel BondCetera Advisor Networks LLCWaddell & Reed$70005-29-2019
Keith Matthew FialaCetera Advisor Networks LLCJ.P. Morgan Securities LLC$15005-02-2019
Kenneth Steven HyneCetera Advisor Networks LLCEdward Jones$10005-06-2019
Lawrence Ira GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.$15006-08-2019
Leslie Davis AllisonCetera Advisor Networks LLCRaymond James Financial Services, Inc.04-15-2019
Mark Allan JonesonCetera Advisor Networks LLCBerthel, Fisher & Company Financial Services, Inc.$10003-18-2019
Marta Elena CurryCetera Advisor Networks LLCWaddell & Reed$10005-29-2019
Michael Larry MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$15005-10-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC$10005-20-2019
Micoli D. BatesCetera Advisor Networks LLCWaddell & Reed05-29-2019
Miles Lane JamesCetera Advisor Networks LLCRaymond James Financial Services, Inc.$25005-20-2019
Philip Reese BaileyCetera Advisor Networks LLCRaymond James Financial Services, Inc.$50004-15-2019
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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