Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Richard SecordCetera Advisor Networks LLCInvestment Planners, Inc.$25008-22-2019
Thomas Michael ShockmanCetera Advisor Networks LLCInternational Assets Advisory, LLC08-22-2019
Paul Arthur GanowCetera Advisor Networks LLCEdward Jones08-08-2019
Justin William Reed CarlsonCetera Advisor Networks LLCThrivent Investment Management Inc.08-06-2019
Leo Otto EastmanCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-05-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, Inc.07-31-2019
Jeffrey Byron LinkCetera Advisor Networks LLCTitan Securities07-26-2019
Kevin Hugh O'BrienCetera Advisor Networks LLCPark Avenue Securities LLC$15007-24-2019
Edward Gerard MccarthyCetera Advisor Networks LLCMML Investors Services, LLC07-23-2019
Karin Anderson GrablinCetera Advisor Networks LLCSRQ Wealth Advisory, LLC$25007-17-2019
David Lee DammeCetera Advisor Networks LLCFarmers Financial Solutions, LLC07-12-2019
Patrick Okeeffe KevinCetera Advisor Networks LLCFifth Third Securities, Inc.$10007-11-2019
Michelle Sule StewartCetera Advisor Networks LLCOppenheimer & Co. Inc.06-24-2019
Benedict Vincent DonahueCetera Advisor Networks LLCThrivent Investment Management Inc.06-19-2019
Scott Thomas GrossCetera Advisor Networks LLCCapital Financial Services, Inc.$10006-14-2019
Lawrence Ira GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.$15006-08-2019
Brooke Courtney GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.06-07-2019
James Francis WiaduckCetera Advisor Networks LLCJanus Henderson Distributors$10006-06-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC$10006-06-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
ANTHONY EARL PORTER MRCetera Advisor Networks LLCInfinex Investments, Inc.$10005-31-2019
William Duane LoftisCetera Advisor Networks LLCHornor, Townsend & Kent, LLC$50005-30-2019
Marta Elena CurryCetera Advisor Networks LLCWaddell & Reed$10005-29-2019
Brent Dean DomeCetera Advisor Networks LLCWaddell & Reed$50005-29-2019
Karsten Gabriel BondCetera Advisor Networks LLCWaddell & Reed$70005-29-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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