Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Richard SecordCetera Advisor Networks LLCCliftonLarsonAllen Wealth Advisors, LLC$2508-22-2019
Thomas Michael ShockmanCetera Advisor Networks LLCInternational Assets Advisory, LLC08-22-2019
Thomas Michael ShockmanCetera Advisor Networks LLCInternational Assets Advisory, LLC08-22-2019
Gaetan Jude GagneCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
Ronald Adam RiescherCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10008-22-2019
Bruce John SallahCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
William Francis QuinnCetera Advisor Networks LLCSummit Brokerage Services, Inc.$20008-22-2019
David Benton MooreCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10008-22-2019
Kathleen Gursahani AlmullaCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2508-22-2019
Stanley Joseph Smith Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
Kim Kerry LoveCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10008-22-2019
Stephen Robert WierhakeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
John George BlackCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
Mark Alan DavyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
Ronald Huston KeeblerCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2508-22-2019
Richard Whitfield BrownCetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
Robert Charles BattinCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
Dennis Michael LomaxCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10008-22-2019
James V. CairoCetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
James Richard Haught IICetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
Jon Stephen AlinCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
Peter Lang StevensCetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
Linda Joyce FoxCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
Elisabet Ana RamosCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2508-22-2019
Michael Alan DavisCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2508-22-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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