Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward OliphantCetera Advisors LLCCFD Investments, Inc.12-18-2019
Eric Joseph SplaverCetera Advisors LLCAvantax Investment Services, Inc.11-29-2019
Edward Joseph GarbacikCetera Advisors LLCCambridge Investment Research Advisors, Inc.11-20-2019
Robert John Condron Jr.Cetera Advisors LLCAvantax Investment Services, Inc.11-01-2019
John Kenneth LyndeCetera Advisors LLCLPL Financial LLC11-01-2019
Paul Andrew DesmondCetera Advisors LLCLPL Financial LLC11-01-2019
Raymond Ernest LacourseCetera Advisors LLCLPL Financial LLC$50010-31-2019
Linda Christine MarkhamCetera Advisors LLCAllstate Financial Services, LLC$25010-29-2019
Tyler Lee RicotilliCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-30-2019
Emma Marie SmithCetera Advisors LLCEdward Jones09-30-2019
Barry Michael HavenerCetera Advisors LLCJanney Montgomery Scott LLC$50009-27-2019
William Joseph FallonCetera Advisors LLCCantella & Co., Inc.$50009-24-2019
Katherine L DanburyCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Cary C. FosterCetera Advisors LLCCambridge Investment Research, Inc.09-09-2019
Michael Thomas JonesCetera Advisors LLCNext Financial Group, Inc.$10008-22-2019
Michael Andrew BrandonCetera Advisors LLCU.S. Bancorp Investments, Inc.$15008-13-2019
Chevalier Roland HomanCetera Advisors LLCThrivent Investment Management Inc.08-13-2019
Michael Gilbert HacklerCetera Advisors LLCLPL Financial LLC$10008-01-2019
Edmardo Joseph Tomei IIICetera Advisors LLCNext Financial Group, Inc.$25008-01-2019
Sean Patrick KelleherCetera Advisors LLCNext Financial Group, Inc.08-01-2019
Daniel LekkiCetera Advisors LLCEdward Jones07-25-2019
Kyle Tate LaughlinCetera Advisors LLCNext Financial Group, Inc.$25007-05-2019
Fernando FuentesCetera Advisors LLCJ.P. Morgan Securities LLC06-26-2019
Jamie Michael JohnsonCetera Advisors LLCFarmers Financial Solutions, LLC06-18-2019
Matthew Anthony GaetaCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-14-2019
Next Page »

Showing 1 to 25 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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