Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary C. FosterCetera Advisors LLCCambridge Investment Research Advisors, Inc.09-09-2019
Chevalier Roland HomanCetera Advisors LLCThrivent Investment Management Inc.08-13-2019
Kyle Tate LaughlinCetera Advisors LLCNext Financial Group, Inc.$2507-05-2019
Jamie Michael JohnsonCetera Advisors LLCFarmers Financial Solutions, LLC06-18-2019
Kent P. Von Der VellenCetera Advisors LLCOneAmerica Securities, Inc.06-03-2019
Ryan Joseph GraczykCetera Advisors LLCCommonwealth Financial Network$2505-31-2019
Jeffrey D AnthonyCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Scott G. AitkenCetera Advisors LLCJ.P. Morgan Securities LLC05-09-2019
Ashley Jean BreaultCetera Advisors LLCPIMCO Investments LLC05-02-2019
Ricky Peter StarkCetera Advisors LLCWells Fargo Advisors Financial Network, LLC$10004-30-2019
James Harold StarkCetera Advisors LLCWells Fargo Advisors Financial Network, LLC$10004-30-2019
Elizabeth E CracchioloCetera Advisors LLCWells Fargo Advisors Financial Network, LLC$5004-30-2019
Ben T Thomas Treadaway Jr.Cetera Advisors LLCNext Financial Group, Inc.$2504-22-2019
Elgin LastrapeCetera Advisors LLCNext Financial Group, Inc.$2504-22-2019
Matthew Thomas MarcomCetera Advisors LLCNext Financial Group, Inc.04-22-2019
David Wayne MatthewsCetera Advisors LLCSWBC Investment Services, LLC03-28-2019
Kevin F. McNellyCetera Advisors LLCUnited Planners' Financial Services of America A Limited Partner03-15-2019
David George AntalickCetera Advisors LLCFarmers Financial Solutions, LLC$2503-13-2019
Alan P. JenkinsCetera Advisors LLCThe O.N. Equity Sales Company03-08-2019
Frank JacintoCetera Advisors LLCHD Vest Investment Services03-01-2019
Robert G. StapletonCetera Advisors LLCLPL Financial LLC02-28-2019
Andrew McalisterCetera Advisors LLCQuestar Asset Management, Inc.02-26-2019
Jason Abel JonesCetera Advisors LLCEdward Jones02-22-2019
Dana Shawn VuteraCetera Advisors LLCQuestar Capital Corporation$5002-19-2019
Christopher Marlyn ReedCetera Advisors LLCLPL Financial LLC02-19-2019
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Showing 1 to 25 of 535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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