Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Joel DiegelCetera Advisors LLCEdward Jones04-13-2020
Brendan Patrick ByrneCetera Advisors LLCCitigroup Global Markets Inc.$10004-03-2020
Timothy Jordan WengerCetera Advisors LLCAmeriprise Financial Services, LLC04-03-2020
Amy Marjorie O'BrienCetera Advisors LLCEdward Jones03-27-2020
Theodore Bernhardt EricksonCetera Advisors LLCStratos Wealth Partners, Ltd$2503-26-2020
Susan PowersCetera Advisors LLCEdward Jones03-23-2020
Timothy Charles HolubikCetera Advisors LLCLincoln Financial Advisors Corporation03-13-2020
Marc Barrett LevyCetera Advisors LLCAmeriprise Financial Services, LLC02-28-2020
Andrew Paul MargolinCetera Advisors LLCAmeriprise Financial Services, LLC02-28-2020
Catherine McGrathCetera Advisors LLCAmeriprise Financial Services, LLC$1902-28-2020
Diana V. SmithCetera Advisors LLCAmeriprise Financial Services, LLC02-20-2020
Ashton Cole GreenCetera Advisors LLCWells Fargo Clearing Services, LLC02-19-2020
Holly Crystal BrauerCetera Advisors LLCEdward Jones02-12-2020
Charles Edmund DillonCetera Advisors LLCAXA Advisors, LLC01-24-2020
Cody Peter GrassiCetera Advisors LLCU.S. Bancorp Investments, Inc.01-24-2020
Salvatore John D'AngeloCetera Advisors LLCStratos Wealth Partners, Ltd01-21-2020
Clint Dean DurocherCetera Advisors LLCFarmers Financial Solutions, LLC01-06-2020
Scott Edward OliphantCetera Advisors LLCCFD Investments, Inc.12-18-2019
Eric Joseph SplaverCetera Advisors LLCAvantax Investment Services, Inc.11-29-2019
Edward Joseph GarbacikCetera Advisors LLCCambridge Investment Research, Inc.11-20-2019
Robert John Condron Jr.Cetera Advisors LLCAvantax Investment Services, Inc.11-01-2019
John Kenneth LyndeCetera Advisors LLCLPL Financial LLC11-01-2019
Paul Andrew DesmondCetera Advisors LLCLPL Financial LLC11-01-2019
Raymond Ernest LacourseCetera Advisors LLCLPL Financial LLC10-31-2019
Linda Christine MarkhamCetera Advisors LLCAllstate Financial Services, LLC$2510-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.