Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Carl RennerfeldtCetera Advisors LLCCetera Advisor Networks LLC02-05-2009
Ronald SkowronskyCetera Advisors LLCEdward Jones02-18-2009
Andrew David BushCetera Advisors LLCVoya Financial Advisors, Inc.03-20-2009
Robert Joel ShlesingerCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2009
Brian Stephen HulseyCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Beverly Jean LoyCetera Advisors LLCMorgan Stanley & Co. LLC05-01-2009
Patricia Ann GleasonCetera Advisors LLCMorgan Stanley & Co. Incorporated05-01-2009
William Todd EasleyCetera Advisors LLCMorgan Stanley$5007-10-2009
Michael ParenteCetera Advisors LLCCantella & Co., Inc.09-01-2009
Richard S CarverCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
James Todd WatkinsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2009
John Alvin ReigelmanCetera Advisors LLCFSC Securities Corporation11-23-2009
James George WitkowskiCetera Advisors LLCEdward Jones12-10-2009
Iain Patrick ReillyCetera Advisors LLCCapLink Securities, Inc02-19-2010
Kent Eugene RainsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-28-2010
Cory Michael AllenCetera Advisors LLCThrivent Investment Management Inc.06-07-2010
Gregory F. BoltsCetera Advisors LLCCUSO Financial Services, L.P.06-09-2010
Matthew Scott GodleskiCetera Advisors LLCLihtc Securities, LLC10-14-2010
Barbara Jean McMahonCetera Advisors LLCWaddell & Reed$5010-20-2010
John Bradley HemmerCetera Advisors LLCWaddell & Reed10-20-2010
Bruce Alan MazoCetera Advisors LLCLincoln Financial Advisors Corporation$15010-22-2010
Jeffrey Lee O'RandCetera Advisors LLCNYLIFE Securities LLC11-01-2010
John Bernard Murphy Jr.Cetera Advisors LLCInvestacorp, Inc.11-09-2010
Brian Thomas MillsCetera Advisors LLCLPL Financial LLC11-18-2010
Jeffrey David SmithCetera Advisors LLCMetLife Securities Inc.12-03-2010
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Showing 1 to 25 of 535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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