Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Scott McKinneyCetera Advisors LLCSecurian Financial Services, Inc.09-28-2012
Adam Joseph KauferCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2013
Adam R. StalnakerCetera Advisors LLCNew England Securities12-03-2013
Alan P. JenkinsCetera Advisors LLCThe O.N. Equity Sales Company03-08-2019
Alan Scott RosenbergCetera Advisors LLCB.B. Graham & Company, Inc.$2505-03-2011
Alan Thomas TopolskiCetera Advisors LLCAXA Advisors, LLC03-06-2012
Albert Henry Getchell Jr.Cetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Albert Michael StantonCetera Advisors LLCPurshe Kaplan Sterling Investments01-13-2017
Alejandro Julius HaasCetera Advisors LLCBMO Harris Financial Advisors, Inc.$5011-03-2015
Alka Hemen DesaiCetera Advisors LLCInvestors Capital Corp.10-03-2016
Amanda Marie GibsonCetera Advisors LLCBBVA Securities Inc.10-28-2014
Amanda Nicole HancockCetera Advisors LLCRaymond James Financial Services, Inc.07-31-2014
Amanda P. HallCetera Advisors LLCCapital Guardian, LLC02-18-2015
Andrew Carl RennerfeldtCetera Advisors LLCCetera Advisor Networks LLC02-05-2009
Andrew David BushCetera Advisors LLCVoya Financial Advisors, Inc.03-20-2009
Andrew G BonettiCetera Advisors LLCShepherd Kaplan LLC08-22-2016
Andrew Louis KadalaCetera Advisors LLCWells Fargo Clearing Services, LLC$4809-27-2017
Andrew Manfred St PierreCetera Advisors LLCInvestors Capital Corp.$1010-03-2016
Andrew McalisterCetera Advisors LLCQuestar Asset Management, Inc.02-26-2019
Andrew R. SampsonCetera Advisors LLCEdward Jones11-13-2015
Anthony Cesare PriveteraCetera Advisors LLCMorgan Stanley$12804-26-2017
Anthony Ghassan RaadCetera Advisors LLCSunTrust Investment Services, Inc.02-12-2016
Anthony Maximillian ThurlowCetera Advisors LLCInvestors Capital Corp.10-03-2016
Ashley Jean BreaultCetera Advisors LLCPIMCO Investments LLC05-02-2019
Barbara Jean McMahonCetera Advisors LLCWaddell & Reed$5010-20-2010
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Showing 1 to 25 of 535 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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