Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lee CruzCetera Advisors LLCAXA Advisors, LLC08-11-2017
Aaron Scott McKinneyCetera Advisors LLCSecurian Financial Services, Inc.$25009-28-2012
Abraham HeimannCetera Advisors LLCOppenheimer & Co. Inc.$25006-29-2013
Adam James LocascioCetera Advisors LLCWaddell & Reed09-06-2018
Adam Joseph KauferCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-21-2013
Adam R. StalnakerCetera Advisors LLCNew England Securities$50012-03-2013
Adam Wayne FliehmanCetera Advisors LLCNYLIFE Securities LLC01-02-2015
Alan Blake McLellanCetera Advisors LLCMorgan Stanley$50012-12-2018
Alan BraticCetera Advisors LLCLPL Financial LLC$50006-14-2013
Alan P. JenkinsCetera Advisors LLCThe O.N. Equity Sales Company03-08-2019
Alan Scott RosenbergCetera Advisors LLCB.B. Graham & Company, Inc.$25005-03-2011
Alan Thomas TopolskiCetera Advisors LLCAXA Advisors, LLC03-06-2012
Albert Michael StantonCetera Advisors LLCPurshe Kaplan Sterling Investments01-13-2017
Alejandro Julius HaasCetera Advisors LLCBMO Harris Financial Advisors, Inc.$50011-03-2015
Alex Michael RobinsonCetera Advisors LLCSagePoint Financial, Inc.08-22-2013
Alexander Steven MalleyCetera Advisors LLCQA3 Financial Corp.02-15-2011
Alexis Ann SorrentinoCetera Advisors LLCVanguard Marketing Corporation04-08-2019
Allen Nicholi BrontonCetera Advisors LLCWealth Preservers, LLC$25003-18-2011
Amanda Marie GibsonCetera Advisors LLCBBVA Securities Inc.10-28-2014
Amanda Nicole HancockCetera Advisors LLCRaymond James Financial Services, Inc.07-31-2014
Amanda P. HallCetera Advisors LLCCapital Guardian, LLC$25002-18-2015
Andrew A ArnoCetera Advisors LLCLPL Financial LLC$10008-21-2017
Andrew G BonettiCetera Advisors LLCShepherd Kaplan LLC08-22-2016
Andrew Louis KadalaCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$48009-27-2017
Andrew McalisterCetera Advisors LLCQuestar Asset Management, Inc.02-26-2019
Next Page »

Showing 1 to 25 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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