Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Todd EasleyCetera Advisors LLCMorgan Stanley$50007-10-2009
William Stewart ChristieCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-10-2014
William Ray HarmonCetera Advisors LLCVisionary Horizons, LLC$10012-07-2016
William Noel ThomasCetera Advisors LLCSecurities America, Inc.$10010-25-2011
William Luther DukeCetera Advisors LLCQuestar Capital Corporation$14001-04-2019
William Karl KoppCetera Advisors LLCEquity Services, Inc.10-31-2011
William Joseph FallonCetera Advisors LLCCantella & Co., Inc.$50009-24-2019
William James O'BrienCetera Advisors LLCCommonwealth Financial Network$10001-15-2015
William Edward LourceyCetera Advisors LLCAmeriprise Financial Services, Inc.$10012-13-2018
William Douglas AdamsCetera Advisors LLCKovack Securities Inc.$10009-29-2015
William Charls MooreCetera Advisors LLCSecurities America, Inc.$10007-25-2011
William Bernard KeatingCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-07-2009
Wayne Donald LeboeufCetera Advisors LLCQuestar Capital Corporation$10011-27-2018
Walter Giovanny SuarezCetera Advisors LLCChase Investment Services Corp.$50001-09-2012
Vincent Paul GrimaldiCetera Advisors LLCCitizens Securities, Inc.$10004-10-2018
Verena Lamy Brodhead-BuckCetera Advisors LLCQuestar Capital Corporation$10001-31-2019
Vance Lohry BrandtCetera Advisors LLCAmerican Investors Group, Inc.$25006-01-2015
Tyler Matthew OwensCetera Advisors LLCOFG Advisors LLC06-12-2013
Tyler Lee RicotilliCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-30-2019
Tyler David HirthCetera Advisors LLCMetLife Securities Inc.$50005-07-2015
Troy Robert MoultonCetera Advisors LLCISG Equity Sales Corporation01-14-2009
Trent Arthur YostCetera Advisors LLCThe O.N. Equity Sales Company$25012-06-2013
Travis Ed MausCetera Advisors LLCAXA Advisors, LLC06-01-2013
Toni B. ToppCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-25-2018
Tom Keith BarclayCetera Advisors LLCCambridge Investment Research, Inc.$50012-12-2011
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Showing 1 to 25 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.