Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Earl Bennett Falkner JrCetera Advisors LLCSecurities Service Network, LLC09-02-2020
Brice Collin FalknerCetera Advisors LLCSecurities Service Network, LLC09-02-2020
Earl Bennett Falkner IIICetera Advisors LLCSecurities Service Network, LLC09-02-2020
Ronald Frank GilmoreCetera Advisors LLCAmeriprise Financial Services, LLC09-01-2020
Adam Jacob BeierleCetera Advisors LLCSecurities Service Network, LLC08-24-2020
Michael David KordasCetera Advisors LLCSecurities Service Network, LLC08-24-2020
Miguel NunezCetera Advisors LLCJ.P. Morgan Securities LLC08-18-2020
Dennis John StephenCetera Advisors LLCLPL Financial LLC07-31-2020
Gary Whitworth PearsonCetera Advisors LLCWells Fargo Clearing Services, LLC07-30-2020
Thomas Andrew OHareCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2020
Ernest Michael BossoCetera Advisors LLCPruco Securities, LLC.07-13-2020
Daniel Jeremiah OrtizCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Ryan Paul ForsterCetera Advisors LLCEngage Wealth Advisors, LLC06-17-2020
Christopher John Dreher WildeCetera Advisors LLCWells Fargo Advisors Financial Network, LLC06-12-2020
Renae Michelle CoffmanCetera Advisors LLCEdward Jones05-08-2020
Brian Edward BirchmeierCetera Advisors LLCPFS Investments Inc.04-29-2020
Christian Joel DiegelCetera Advisors LLCEdward Jones04-13-2020
Brendan Patrick ByrneCetera Advisors LLCCitigroup Global Markets Inc.04-03-2020
Timothy Jordan WengerCetera Advisors LLCAmeriprise Financial Services, LLC04-03-2020
Amy Marjorie OBrienCetera Advisors LLCEdward Jones03-27-2020
Susan PowersCetera Advisors LLCEdward Jones03-23-2020
Timothy Charles HolubikCetera Advisors LLCLincoln Financial Advisors Corporation03-13-2020
Marc Barrett LevyCetera Advisors LLCAmeriprise Financial Services, LLC02-28-2020
Andrew Paul MargolinCetera Advisors LLCAmeriprise Financial Services, LLC02-28-2020
Diana V SmithCetera Advisors LLCAmeriprise Financial Services, LLC02-20-2020
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Showing 1 to 25 of 416 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.