Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Gordon KronsbeinCetera Advisors LLCInvestors Capital Corp.$2509-07-2016
Richard ColoniCetera Advisors LLCInvestors Capital Corp.$2509-07-2016
Elizabeth Marie St AmandCetera Advisors LLCInvestors Capital Corp.09-07-2016
John David LodenCetera Advisors LLCInvestors Capital Corp.$5009-10-2016
Jason Marc AltmanCetera Advisors LLCInvestors Capital Corp.$1909-10-2016
John Marian ZaciraCetera Advisors LLCInvestors Capital Corp.$2509-12-2016
Edward Andrew CastleberryCetera Advisors LLCInvestors Capital Corp.$1209-12-2016
Leonard Franklin LoydCetera Advisors LLCInvestors Capital Corp.09-12-2016
Theresa Anne PohlmanCetera Advisors LLCInvestors Capital Corp.$1009-14-2016
Stuart Bryan HawCetera Advisors LLCInvestors Capital Corp.$1009-14-2016
Robert Michael MatacchieroCetera Advisors LLCInvestors Capital Corp.$5009-16-2016
Mark Alan TarshisCetera Advisors LLCInvestors Capital Corp.$1009-19-2016
Joseph CapporelliCetera Advisors LLCInvestors Capital Corp.$10009-21-2016
Robert Charles EndicottCetera Advisors LLCInvestors Capital Corp.$1,00010-03-2016
Patricia Anne DellacorinoCetera Advisors LLCInvestors Capital Corp.$25010-03-2016
Troy Francis RyderCetera Advisors LLCInvestors Capital Corp.$20010-03-2016
Steven Roy EyerCetera Advisors LLCInvestors Capital Corp.$10010-03-2016
Kenneth Vincent NelsonCetera Advisors LLCInvestors Capital Corp.$10010-03-2016
Melinda Lee OlbertCetera Advisors LLCInvestors Capital Corp.$10010-03-2016
Stewart Charles PaskalisCetera Advisors LLCInvestors Capital Corp.$10010-03-2016
Richard Neal ForsleyCetera Advisors LLCInvestors Capital Corp.$10010-03-2016
Bruce Alan HawkesCetera Advisors LLCInvestors Capital Corp.$9410-03-2016
Caroline GabayCetera Advisors LLCInvestors Capital Corp.$9010-03-2016
James Phillip McEachernCetera Advisors LLCInvestors Capital Corp.$6010-03-2016
David Kevin DuganCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Next Page »

Showing 1 to 25 of 164 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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