Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert G. StapletonCetera Advisors LLCLPL Financial LLC02-28-2019
Christopher Marlyn ReedCetera Advisors LLCLPL Financial LLC02-19-2019
Corey Douglas RossCetera Advisors LLCLPL Financial LLC07-06-2017
David Joseph SchmerberCetera Advisors LLCLPL Financial LLC$1002-08-2017
James Alan KuxhausCetera Advisors LLCLPL Financial LLC$1808-25-2016
Marcus Anders HebelerCetera Advisors LLCLPL Financial LLC01-05-2016
Ross Robert PakeCetera Advisors LLCLPL Financial LLC$10006-22-2015
Michael Gerald ZeigerCetera Advisors LLCLPL Financial LLC$5006-17-2015
Frank Ronald Sites Sr.Cetera Advisors LLCLPL Financial LLC12-09-2014
Jeffrey C. JohnsonCetera Advisors LLCLPL Financial LLC02-18-2014
Kirby Lee ZellerCetera Advisors LLCLPL Financial LLC$2510-04-2013
Dennis P OconnorCetera Advisors LLCLPL Financial LLC$2508-23-2013
Ben M Michael BoumanCetera Advisors LLCLPL Financial LLC07-24-2013
Randy Lee RoeslerCetera Advisors LLCLPL Financial LLC04-12-2013
Michael Glen NielsonCetera Advisors LLCLPL Financial LLC$2508-22-2012
John Gordon Gutowsky Jr.Cetera Advisors LLCLPL Financial LLC$5008-10-2012
Robert Joseph UnderkoflerCetera Advisors LLCLPL Financial LLC$2506-14-2012
Robert Maury EastmannCetera Advisors LLCLPL Financial LLC$5005-04-2012
Michael Don KuglerCetera Advisors LLCLPL Financial LLC11-18-2011
Brian Thomas MillsCetera Advisors LLCLPL Financial LLC11-18-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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