Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Joseph CallensCetera Advisors LLCAmeritas Investment Corp.$1008-19-2011
Alan Scott RosenbergCetera Advisors LLCB.B. Graham & Company, Inc.$2505-03-2011
Amanda Marie GibsonCetera Advisors LLCBBVA Securities Inc.10-28-2014
Robert William DrierCetera Advisors LLCBerthel, Fisher & Company Financial Services, Inc.07-12-2013
Iain Patrick ReillyCetera Advisors LLCCapLink Securities, Inc02-19-2010
Christen Shontell BlodgettCetera Advisors LLCFoothill Securities, Inc.11-01-2013
John Bernard Murphy Jr.Cetera Advisors LLCInvestacorp, Inc.11-09-2010
Christopher Raymond BlaszykCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Yunsun Catherine RheeCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Javier Alejandro VallejoCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Tipton Wayne HuffmanCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Dana Duane FunkCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Michael Howard Lee Sr.Cetera Advisors LLCInvestors Capital Corp.$1010-03-2016
Jeffrey A. CampbellCetera Advisors LLCInvestors Capital Corp.$1010-03-2016
Simon GevurtzCetera Advisors LLCInvestors Capital Corp.10-03-2016
Scott Burnett ArmacostCetera Advisors LLCInvestors Capital Corp.10-03-2016
Ivan Cid GonzalezCetera Advisors LLCInvestors Capital Corp.10-03-2016
Ronald David GreenbergCetera Advisors LLCInvestors Capital Corp.10-03-2016
Ross Robert PakeCetera Advisors LLCLPL Financial LLC$10006-22-2015
Michael Gerald ZeigerCetera Advisors LLCLPL Financial LLC$5006-17-2015
Frank Ronald Sites Sr.Cetera Advisors LLCLPL Financial LLC12-09-2014
Lewis George Chamberlain IVCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
Charles Dana Utgard Jr.Cetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
Daniel Stewart KleinCetera Advisors LLCPacific West Securities, Inc.02-28-2012
James Richard CrockerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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