Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Joseph CallensCetera Advisors LLCAmeritas Investment Company, LLC$808-19-2011
Alan Scott RosenbergCetera Advisors LLCB.B. Graham & Company, Inc.$5005-03-2011
Robert William DrierCetera Advisors LLCBerthel, Fisher & Company Financial Services, Inc.07-12-2013
Matthew A FoertschCetera Advisors LLCBlackRock Investments, LLC06-28-2017
Iain Patrick ReillyCetera Advisors LLCCentara Capital Management Group, Inc.02-19-2010
John Bernard Murphy JrCetera Advisors LLCInvestacorp Advisory Services Inc11-09-2010
Elizabeth Saldana FestejoCetera Advisors LLCLiberty Partners Financial Services, LLC05-01-2014
Ross Robert PakeCetera Advisors LLCLPL Financial LLC$13206-22-2015
Michael Gerald ZeigerCetera Advisors LLCLPL Financial LLC06-17-2015
Frank Ronald Sites SrCetera Advisors LLCLPL Financial LLC12-09-2014
Geoffrey Carson AdenCetera Advisors LLCLPL Financial LLC$2501-16-2014
Brendan Jeremy DavisCetera Advisors LLCNationwide Investment Services Corporation08-29-2018
Edmardo Joseph Tomei IIICetera Advisors LLCNext Financial Group, Inc.08-01-2019
Sean Patrick KelleherCetera Advisors LLCNext Financial Group, Inc.08-01-2019
Mark Ryan SprouseCetera Advisors LLCNext Financial Group, Inc.$5012-14-2010
Dale Ruppert HancockCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Lewis George Chamberlain IVCetera Advisors LLCPacific West Securities, Inc.$5002-28-2012
Vinell Ray McWilliamsCetera Advisors LLCPacific West Securities, Inc.$10002-28-2012
Daniel Stewart KleinCetera Advisors LLCPacific West Securities, Inc.02-28-2012
James Richard CrockerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Dorothy Marguerite BelvilleCetera Advisors LLCPacific West Securities, Inc.$6702-01-2012
James Parker JrCetera Advisors LLCSorrento Pacific Financial, LLC$5008-01-2013
Gary Whitworth PearsonCetera Advisors LLCWells Fargo Clearing Services, LLC07-30-2020
Theodore Mark MillerCetera Advisors LLCWells Fargo Clearing Services, LLC04-25-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.