Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luong PhamCetera Advisors LLCTCFG Investment Advisors, LLC$15005-24-2019
Kendall Charles LovettCetera Advisors LLCQuestar Capital Corporation02-11-2019
William Edward LourceyCetera Advisors LLCAmeriprise Financial Services, Inc.$10012-13-2018
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC$10003-12-2018
Llewellyn Raymond Hayes Jr.Cetera Advisors LLCPence Capital Management, LLC11-07-2017
Jeffrey Brian MarksCetera Advisors LLCNational Planning Corporation$50010-12-2017
Jean Catherine MarksCetera Advisors LLCNational Planning Corporation10-12-2017
Gregory Gordon HomerCetera Advisors LLCEdward Jones03-27-2017
Porter Russell DraperCetera Advisors LLCRBC Capital Markets, LLC12-15-2015
Robert Jude LaneCetera Advisors LLCParkland Securities, LLC$25003-18-2015
Randall John MasonCetera Advisors LLCParkland Securities, LLC$10002-17-2015
Lee Travis ClaymoreCetera Advisors LLCParkland Securities, LLC$10002-17-2015
Joseph Lincoln SullivanCetera Advisors LLCCommonwealth Financial Network$50001-15-2015
Guy Larry Schoenborn Jr.Cetera Advisors LLCMadison Avenue Securities, LLC12-10-2014
James William McLellanCetera Advisors LLCNewbridge Securities Corporation$50011-04-2014
Dawn Lynn PhillipsCetera Advisors LLCJ.J.B. Hilliard, W.L. Lyons, LLC10-20-2014
Leslie Marvin BoyceCetera Advisors LLCThe Huntington Investment Company$15010-10-2014
Darryl Joseph SimpsonCetera Advisors LLCEltekon Securities, LLC07-25-2014
Thomas Joseph MeltonCetera Advisors LLCNational Planning Corporation$10006-09-2014
James Christopher HayneCetera Advisors LLCQuestar Capital Corporation$50006-04-2014
Robert Melvin McculleyCetera Advisors LLCNext Financial Group, Inc.$10005-27-2014
Christopher Prentiss QuebedeauCetera Advisors LLCNational Planning Corporation05-13-2014
Elizabeth Saldana FestejoCetera Advisors LLCLiberty Partners Financial Services, LLC$50005-01-2014
Timothy Ryan BoyleCetera Advisors LLCWaddell & Reed$15004-14-2014
CRAIG ROBERT TOWNSENDCetera Advisors LLCMetLife Securities Inc.$50004-01-2014
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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