Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryce David CovingtonCetera Advisors LLCQA3 Financial Corp.$1003-03-2011
Bryon Eugene TownsendCetera Advisors LLCNext Financial Group, Inc.06-13-2011
Christopher John SullivanCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Christopher Prentiss QuebedeauCetera Advisors LLCNational Planning Corporation05-13-2014
Craig Robert TownsendCetera Advisors LLCMetLife Securities Inc.$5003-31-2014
Dale Ruppert HancockCetera Advisors LLCPacific West Securities, Inc.$1002-28-2012
Darryl Joseph SimpsonCetera Advisors LLCEltekon Securities, LLC07-25-2014
David Allyn DotsonCetera Advisors LLCPacific West Securities, Inc.02-28-2012
David Barry SteinerCetera Advisors LLCInvestors Capital Corp.10-03-2016
David Harry D'AgostinoCetera Advisors LLCQA3 Financial Corp.$1002-11-2011
David Isaiah StruncCetera Advisors LLCWoodbury Financial Services, Inc.06-22-2012
David Wesley TreichlerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Dorothy Marguerite BelvilleCetera Advisors LLCPacific West Securities, Inc.$10002-01-2012
Douglas Emerson GardnerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Edward Thomas Eyer FosterCetera Advisors LLCSecurities America, Inc.$5010-24-2011
Elizabeth Adams ArmstrongCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Elizabeth Saldana FestejoCetera Advisors LLCLiberty Partners Financial Services, LLC05-01-2014
Gary Theodore PadussisCetera Advisors LLCUBS Financial Services Inc.$15004-12-2013
Gerald Joseph FasanellaCetera Advisors LLCNext Financial Group, Inc.$1001-21-2014
Gregory Gordon HomerCetera Advisors LLCEdward Jones03-27-2017
Guy Larry Schoenborn Jr.Cetera Advisors LLCMadison Avenue Securities, LLC12-10-2014
James Parker Jr.Cetera Advisors LLCSorrento Pacific Financial, LLC$5008-01-2013
James William McLellanCetera Advisors LLCNewbridge Securities Corporation11-04-2014
Jeffrey Brian MarksCetera Advisors LLCNational Planning Corporation$5010-12-2017
Jeffrey C. JohnsonCetera Advisors LLCLPL Financial LLC02-18-2014
Next Page »

Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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