Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Pires JrCetera Advisors LLCAllied Beacon Partners, Inc.07-02-2013
James Gordon KirschnerCetera Advisors LLCAmeriprise Financial Services, LLC$10002-02-2017
Chadwick Lynn HargisCetera Advisors LLCAmeriprise Financial Services, LLC$1009-13-2013
Richard David PeckCetera Advisors LLCCapital Guardian Wealth Management, LLC$25002-17-2015
Frank Stuart BlackardCetera Advisors LLCCapital Guardian, LLC$25002-17-2015
William James ObrienCetera Advisors LLCCommonwealth Financial Network01-15-2015
Jason Abel JonesCetera Advisors LLCEdward Jones02-22-2019
Joshua ZillmerCetera Advisors LLCIndependent Financial Partners08-01-2018
David Allen TreeceCetera Advisors LLCJ. W. Cole Advisors, Inc.$5009-30-2011
Barry Michael HavenerCetera Advisors LLCJanney Montgomery Scott LLC$5009-27-2019
Elyse Robin JurmanCetera Advisors LLCLincoln Financial Securities Corporation10-31-2014
Christopher Marlyn ReedCetera Advisors LLCLPL Financial LLC02-19-2019
Robert Maury EastmannCetera Advisors LLCLPL Financial LLC$10005-04-2012
Jeffrey Reed SmithCetera Advisors LLCMorgan Stanley06-03-2019
Patricia Ann GleasonCetera Advisors LLCMorgan Stanley & Co. LLC$9805-01-2009
John Edward Dudley SimpsonCetera Advisors LLCQA3 Financial Corp.$1002-14-2011
David Harry DAgostinoCetera Advisors LLCQA3 Financial Corp.02-11-2011
Wayne Donald LeboeufCetera Advisors LLCQuestar Capital Corporation11-27-2018
Robert Thomas LambCetera Advisors LLCSunTrust Investment Services, Inc.$5011-02-2017
Adam James LocascioCetera Advisors LLCWaddell & Reed09-06-2018
Paul Joseph PiscitelliCetera Advisors LLCWoodbury Financial Services, Inc.06-22-2012
David Isaiah StruncCetera Advisors LLCWoodbury Financial Services, Inc.06-22-2012
Nicholas James RussellCetera Advisors LLCWoodbury Financial Services, Inc.06-22-2012

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.