Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Pires Jr.Cetera Advisors LLCAllied Beacon Partners, Inc.07-02-2013
James Gordon KirschnerCetera Advisors LLCAmeriprise Financial Services, Inc.$10002-02-2017
Chadwick Lynn HargisCetera Advisors LLCAmeriprise Financial Services, Inc.$2509-13-2013
Frank Stuart BlackardCetera Advisors LLCCapital Guardian, LLC02-17-2015
Kyle Janice SmithCetera Advisors LLCCapital Guardian, LLC02-13-2015
William James O'BrienCetera Advisors LLCCommonwealth Financial Network01-15-2015
Timothy Ray WetheringtonCetera Advisors LLCCUNA Brokerage Services, Inc.12-03-2012
Jason Abel JonesCetera Advisors LLCEdward Jones02-22-2019
Joshua ZillmerCetera Advisors LLCIndependent Financial Partners08-01-2018
Joseph CapporelliCetera Advisors LLCInvestors Capital Corp.$10009-21-2016
Mark Alan TarshisCetera Advisors LLCInvestors Capital Corp.$1009-19-2016
Robert Michael MatacchieroCetera Advisors LLCInvestors Capital Corp.$5009-16-2016
Theresa Anne PohlmanCetera Advisors LLCInvestors Capital Corp.$1009-14-2016
Stuart Bryan HawCetera Advisors LLCInvestors Capital Corp.$1009-14-2016
John Marian ZaciraCetera Advisors LLCInvestors Capital Corp.$2509-12-2016
Edward Andrew CastleberryCetera Advisors LLCInvestors Capital Corp.$1209-12-2016
Leonard Franklin LoydCetera Advisors LLCInvestors Capital Corp.09-12-2016
John David LodenCetera Advisors LLCInvestors Capital Corp.$5009-10-2016
Jason Marc AltmanCetera Advisors LLCInvestors Capital Corp.$1909-10-2016
David Gordon KronsbeinCetera Advisors LLCInvestors Capital Corp.$2509-07-2016
Richard ColoniCetera Advisors LLCInvestors Capital Corp.$2509-07-2016
Elizabeth Marie St AmandCetera Advisors LLCInvestors Capital Corp.09-07-2016
David Allen TreeceCetera Advisors LLCJ.W. Cole Advisors, Inc.$1009-30-2011
Bruce Alan MazoCetera Advisors LLCLincoln Financial Advisors Corporation$15010-22-2010
Elyse Robin JurmanCetera Advisors LLCLincoln Financial Securities Corporation10-31-2014
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.