Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William James O'BrienCetera Advisors LLCCommonwealth Financial Network$10001-15-2015
Wayne Donald LeboeufCetera Advisors LLCQuestar Capital Corporation$10011-27-2018
Timothy Ray WetheringtonCetera Advisors LLCCUNA Brokerage Services, Inc.12-03-2012
Thomas Theodore GerardiCetera Advisors LLCSunTrust Advisory Services, Inc.$10003-08-2017
Terri C. SandeferCetera Advisors LLCProEquities, Inc.$25003-12-2018
Sherry Tucker BremerCetera Advisors LLCStonebridge Financial Planning Group, LLC$10011-23-2015
Sharmila Gillian EmlingCetera Advisors LLCCambridge Investment Research, Inc.04-03-2017
Scott William MillerCetera Advisors LLCNew England Securities12-07-2012
Robert Thomas LambCetera Advisors LLCSunTrust Investment Services, Inc.$50011-02-2017
Robert Maury EastmannCetera Advisors LLCLPL Financial LLC$50005-04-2012
RICHARD WARREN FLECCACetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-01-2019
Phillip B IsanCetera Advisors LLCEdward Jones06-27-2014
Nicholas James RussellCetera Advisors LLCWoodbury Financial Services, Inc.$10006-22-2012
Mohamed DebbaghCetera Advisors LLCFintegra, LLC03-05-2013
Michael Dykes KellerCetera Advisors LLCWoodbury Financial Services, Inc.$50006-28-2012
Michael Carlos ValdezCetera Advisors LLCWilbanks Securities, Inc.$10009-07-2016
Maurice Christopher WildeCetera Advisors LLCOppenheimer & Co. Inc.$10004-05-2013
Matthew Dennis WadeCetera Advisors LLCMetLife Securities Inc.$25004-01-2014
Louis Melvin Bell Jr.Cetera Advisors LLCUBS Financial Services Inc.$50003-11-2013
Kyle Janice SmithCetera Advisors LLCCapital Guardian, LLC$25002-17-2015
JUSTIN CHRISTOPHER DOLANCetera Advisors LLCFifth Third Securities, Inc.12-01-2014
Julie Yvette Landry-MoellerCetera Advisors LLCNext Financial Group, Inc.06-22-2015
Joshua ZillmerCetera Advisors LLCIndependent Financial Partners08-01-2018
Jose VidueiraCetera Advisors LLCMorgan Stanley$50005-03-2014
Jose Pires Jr.Cetera Advisors LLCAllied Beacon Partners, Inc.$10007-02-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.