Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Pelter BaerCetera Advisors LLCAmeriprise Financial Services, LLC04-25-2014
Robert Franklin AnthonyCetera Advisors LLCAmeriprise Financial Services, LLC$1006-27-2013
James Francis MancusoCetera Advisors LLCAmeriprise Financial Services, LLC$1008-27-2012
Joseph Anthony RiffelCetera Advisors LLCAmeritas Investment Company, LLC10-02-2013
Stuart Nelsen SpeerCetera Advisors LLCAmeritas Investment Company, LLC06-29-2012
Darren GarrisonCetera Advisors LLCAvantax Investment Services, Inc.01-13-2014
Toby Marshall JohnstonCetera Advisors LLCCommerce Brokerage Services, Inc.08-09-2013
Patrick Alan BrownCetera Advisors LLCCoordinated Capital Securities, Inc.01-03-2013
Gregory F. BoltsCetera Advisors LLCCUSO Financial Services, L.P.06-17-2010
Roger Kent RatliffCetera Advisors LLCEdward Jones01-10-2014
James George WitkowskiCetera Advisors LLCEdward Jones$2512-10-2009
David George AntalickCetera Advisors LLCFarmers Financial Solutions, LLC$2503-13-2019
David Adam PackerCetera Advisors LLCJ.P. Morgan Securities LLC$5002-13-2015
William Stewart ChristieCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2014
Matthew LonglandCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2012
Scott Vincent BabcockCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-20-2012
Kent Eugene RainsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-28-2010
Jason C PurintonCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2010
William Todd EasleyCetera Advisors LLCMorgan Stanley$5007-10-2009
Lance Thomas BrightCetera Advisors LLCOppenheimer & Co. Inc.$1008-21-2017
Carlose D. EstesCetera Advisors LLCPruco Securities, LLC.03-20-2014
Jason Scott StewartCetera Advisors LLCRoyal Alliance Associates, Inc.$5405-04-2017
Clay Dennis CuthbertsonCetera Advisors LLCU.S. Bancorp Investments, Inc.$2512-08-2011
Ryan P. ForsterCetera Advisors LLCU.S. Bancorp Investments, Inc.06-18-2010
Peter George MenihanCetera Advisors LLCUMB Financial Services, Inc.08-21-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.