Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Todd EasleyCetera Advisors LLCMorgan Stanley$50007-10-2009
William Stewart ChristieCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-10-2014
Toby Marshall JohnstonCetera Advisors LLCCommerce Brokerage Services, Inc.08-09-2013
Scott Vincent BabcockCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-20-2012
Ryan Paul ForsterCetera Advisors LLCU.S. Bancorp Investments, Inc.06-18-2010
Roger Kent RatliffCetera Advisors LLCEdward Jones$75001-10-2014
Robert Franklin AnthonyCetera Advisors LLCAmeriprise Financial Services, Inc.$10006-27-2013
Peter George MenihanCetera Advisors LLCUMB Financial Services, Inc.$50008-21-2018
Paula Renae JohnstonCetera Advisors LLCWaddell & Reed07-25-2012
Patrick Alan BrownCetera Advisors LLCCoordinated Capital Securities, Inc.$10001-03-2013
Melinda B. DixonCetera Advisors LLCWaddell & Reed11-02-2013
Matthew Brent LonglandCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2012
Lisa Pelter BaerCetera Advisors LLCAmeriprise Financial Services, Inc.$10004-25-2014
Lance Thomas BrightCetera Advisors LLCOppenheimer & Co. Inc.$10008-18-2017
Kevin Christian CaseyCetera Advisors LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-25-2016
Kent Eugene RainsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-28-2010
Joseph Anthony RiffelCetera Advisors LLCAmeritas Investment Corp.10-02-2013
John Bradley HemmerCetera Advisors LLCWaddell & Reed10-20-2010
Joann Lejeune ColliganCetera Advisors LLCWoodbury Financial Services, Inc.$50011-12-2012
Jason Scott StewartCetera Advisors LLCRoyal Alliance Associates, Inc.$54005-04-2017
Jason C PurintonCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2010
James George WitkowskiCetera Advisors LLCEdward Jones$25012-10-2009
James Francis MancusoCetera Advisors LLCAmeriprise Financial Services, Inc.$10008-27-2012
Gregory F BoltsCetera Advisors LLCCUSO Financial Services, L.P.$10006-17-2010
David George AntalickCetera Advisors LLCFarmers Financial Solutions, LLC$25003-13-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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