Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Christopher SheelyCetera Advisors LLCCapital One Investment Services LLC01-18-2012
Cory Michael AllenCetera Advisors LLCThrivent Investment Management Inc.06-07-2010
Dana Shawn VuteraCetera Advisors LLCQuestar Capital Corporation$50002-19-2019
Douglas Nash LindleyCetera Advisors LLCWoodbury Financial Services, Inc.03-27-2013
Henry Albert WeilbacherCetera Advisors LLCOneAmerica Securities, Inc.07-05-2018
James Laverne Stone IIICetera Advisors LLCWoodbury Financial Services, Inc.$10005-02-2012
Jason Dewande BellCetera Advisors LLCCapital Guardian, LLC02-13-2015
Jo Ellen KearnyCetera Advisors LLCProEquities, Inc.$10012-09-2013
Joseph Muniz Jr.Cetera Advisors LLCOneAmerica Securities, Inc.$97007-05-2018
Lesley Paul HarleauxCetera Advisors LLCOneAmerica Securities, Inc.08-21-2018
Michael Gilbert HacklerCetera Advisors LLCLPL Financial LLC$10008-01-2019
Nicole Dias BarbourCetera Advisors LLCStratos Wealth Partners, Ltd04-24-2017
Reiko Y. PowderlyCetera Advisors LLCCapital Guardian, LLC$50002-13-2015
Richard David PeckCetera Advisors LLCCapital Guardian Wealth Management, LLC$25002-17-2015
Seth Bernard RichardsonCetera Advisors LLCOneAmerica Securities, Inc.$10007-05-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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