Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Joseph GarbacikCetera Advisors LLCCommonwealth Financial Network11-27-2019
William Joseph FallonCetera Advisors LLCCantella & Co., Inc.$5009-24-2019
Ashley Jean BreaultCetera Advisors LLCPIMCO Investments LLC05-02-2019
Kevin F. McNellyCetera Advisors LLCUnited Planners' Financial Services of America A Limited Partner03-15-2019
Graham Granger MerkCetera Advisors LLCQuestar Capital Corporation12-26-2018
Devin Dwyer O'RourkeCetera Advisors LLCPutnam Retail Management Limited Partnership05-24-2017
Albert Michael StantonCetera Advisors LLCPurshe Kaplan Sterling Investments01-13-2017
Robert Charles EndicottCetera Advisors LLCInvestors Capital Corp.$1,00010-03-2016
Stewart Charles PaskalisCetera Advisors LLCInvestors Capital Corp.$10010-03-2016
Bruce Alan HawkesCetera Advisors LLCInvestors Capital Corp.$9410-03-2016
James Phillip McEachernCetera Advisors LLCInvestors Capital Corp.$6010-03-2016
David Kevin DuganCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
William Frederic PerryCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Timothy Joseph KeaneCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Albert Henry Getchell Jr.Cetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Jon Torrey BicknellCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Brent Dion WilliamsCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
John James MeklisCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Steven Joseph AmicoCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Matthew Primo DivirgilioCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Daniel Edward CrowleyCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Steven John RudnyaiCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Frank Anthony GarridoCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Donald Rene GiguereCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Christopher Jon WilliamsCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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