Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diana V SmithCetera Advisors LLCAmeriprise Financial Services, LLC02-20-2020
Edward Joseph GarbacikCetera Advisors LLCCambridge Investment Research, Inc.11-20-2019
William Joseph FallonCetera Advisors LLCCantella & Co., Inc.$5009-24-2019
Michael ParenteCetera Advisors LLCCantella & Co., Inc.$5009-01-2009
David Aaron BordenCetera Advisors LLCCcr Wealth Management, Llc$15001-03-2013
Vincent Paul GrimaldiCetera Advisors LLCCitizens Securities, Inc.04-10-2018
David Alan MeekCetera Advisors LLCCitizens Securities, Inc.03-21-2018
Kenneth DerCetera Advisors LLCKestra Advisory Services, LLC02-01-2019
Raymond Ernest LacourseCetera Advisors LLCLPL Financial LLC10-31-2019
Anthony ZizzaCetera Advisors LLCNationwide Securities, LLC07-22-2010
Albert Michael StantonCetera Advisors LLCPurshe Kaplan Sterling Investments01-13-2017
Devin Dwyer ORourkeCetera Advisors LLCPutnam Retail Management Limited Partnership05-24-2017
John Scott PimentalCetera Advisors LLCQuestar Capital Corporation$5001-28-2019
John K MccarthyCetera Advisors LLCQuestar Capital Corporation01-25-2019
Graham Granger MerkCetera Advisors LLCQuestar Capital Corporation$2512-26-2018
Amanda Nicole HancockCetera Advisors LLCRaymond James Financial Services, Inc.07-31-2014
Andrew G BonettiCetera Advisors LLCShepherd Kaplan LLC08-22-2016
Kevin F McNellyCetera Advisors LLCUnited Planners' Financial Services of America A Limited Partner03-15-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.