Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tami Lee MendellCetera Advisors LLCQuestar Capital Corporation$25012-19-2018
Robert Charles GrowCetera Advisors LLCQuestar Capital Corporation$10012-18-2018
Michael Wayne CarpenterCetera Advisors LLCNfp Advisor Services$15012-17-2010
Michael James ShonseyCetera Advisors LLCSecurities America, Inc.01-20-2012
Michael Eugene PetersonCetera Advisors LLCSmith Hayes Financial Services Corporation04-18-2016
Linda Christine MarkhamCetera Advisors LLCAllstate Financial Services, LLC$25010-29-2019
Kirby Spencer McDonaldCetera Advisors LLCQA3 Financial Corp.$50002-15-2011
Joshua Lee CurtisCetera Advisors LLCThe O.N. Equity Sales Company12-14-2015
John Victor FangmanCetera Advisors LLCHeartland Financial Advisors, LLC01-16-2015
Jeffrey Scot ZachariaCetera Advisors LLCAmeritas Investment Corp.$10004-02-2013
Jeffery Mark HuebnerCetera Advisors LLCQA3 Financial Corp.$10002-15-2011
Donald E. MundyCetera Advisors LLCNfp Advisor Services$50012-13-2010
Cindy Sue BojanskiCetera Advisors LLCNorthwestern Mutual Investment Services, LLC02-14-2019
Brian Timothy FarrisCetera Advisors LLCQA3 Financial Corp.02-14-2011

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.