Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Alan GilstonCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
John Frederick BohinskiCetera Advisors LLCInvestors Capital Corp.$4010-03-2016
Michael Joseph SosaCetera Advisors LLCInvestors Capital Corp.$2510-03-2016
Eric Douglas SandowskyCetera Advisors LLCInvestors Capital Corp.10-03-2016
Marlene T MazurCetera Advisors LLCInvestors Capital Corp.10-03-2016
Richard Henry WhiteCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Patrick William PuzzoCetera Advisors LLCMetLife Securities Inc.10-30-2014
Deborah Lynn PriveteraCetera Advisors LLCMorgan Stanley$45004-27-2017
Anthony Cesare PriveteraCetera Advisors LLCMorgan Stanley$12804-26-2017
James F Boyle IIICetera Advisors LLCMorgan Stanley06-08-2012
Matthew Kieran ByrneCetera Advisors LLCNorthwestern Mutual Investment Services, LLC08-07-2014
Erik John JacobsenCetera Advisors LLCOdin Wealth Management, LLC09-05-2013
John Raymond MoranoCetera Advisors LLCPacific West Securities, Inc.$5002-28-2012
Irisa Mara TupurinsCetera Advisors LLCParsonex Securities, Inc.07-31-2015
Richard Scott LaskinCetera Advisors LLCSII Investments, Inc.$2511-15-2017
Christine Larisa OstapiakCetera Advisors LLCSummit Equities, Inc.08-13-2013
Peter Charles LynchCetera Advisors LLCVSR Financial Services, Inc.$1008-11-2016

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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