Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rabinder Singh SekhonCetera Financial Specialists LLCCincinnati Analysts, Inc.$1001-19-2009
Karen Cathleen Hurt MahanCetera Financial Specialists LLCDWS Distributors, Inc.01-26-2009
Richard Harry Nelsen Jr.Cetera Financial Specialists LLCEdward Jones03-06-2009
Dorian BlackCetera Financial Specialists LLCAllstate Financial Services, LLC03-13-2009
Frank Thomas CarrabbaCetera Financial Specialists LLCAmerican Portfolios Financial Services, Inc.04-29-2009
John Dennis NardoneCetera Financial Specialists LLCAllstate Financial Services, LLC06-01-2009
Jessie Sean MooreCetera Financial Specialists LLCMetLife Securities Inc.08-05-2009
Dian Marie WhiteCetera Financial Specialists LLCSagePoint Financial, Inc.01-02-2010
Joseph Samuel GerbinoCetera Financial Specialists LLCNationwide Planning Associates Inc.01-06-2010
Amleset DestaCetera Financial Specialists LLCParkland Securities, LLC03-17-2010
Brenda Kay LauniusCetera Financial Specialists LLCHornor, Townsend & Kent, LLC07-21-2010
Gregory YutzeyCetera Financial Specialists LLCMetLife Securities Inc.08-20-2010
Veniamin MalakhCetera Financial Specialists LLCHD Vest Investment Services09-01-2010
Gregory E. PalecekCetera Financial Specialists LLCLPL Financial LLC10-22-2010
Dale UnderhillCetera Financial Specialists LLCPFS Investments Inc.12-09-2010
Arthur Edward SiegelCetera Financial Specialists LLCBrokers International Financial Services, LLC.12-21-2010
Myron Duane FisherCetera Financial Specialists LLCNYLIFE Securities LLC03-04-2011
Anthony AbruzzinoCetera Financial Specialists LLCVoya Financial Advisors, Inc.$5003-07-2011
Michael Lee EspinozaCetera Financial Specialists LLCGto Capital Group Llc08-02-2011
Christopher Earl JenkinsCetera Financial Specialists LLCHD Vest Investment Services08-08-2011
Denver F. McCallisterCetera Financial Specialists LLCNational Planning Corporation$2503-08-2012
Scott Joseph RoeCetera Financial Specialists LLCFirst Allied Securities, Inc.03-14-2012
Ronald GoldbergCetera Financial Specialists LLCValMark Securities, Inc.04-02-2012
Jerry Lee BrouwerCetera Financial Specialists LLC1st Global Capital Corp.04-10-2012
Michael A. PattonCetera Financial Specialists LLCWalnut Street Securities, Inc.04-23-2012
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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