Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rosemary Carolina AbreuCetera Investment Services LLCRoyal Alliance Associates, Inc.$5005-14-2019
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.$105-06-2019
Joshua David NeaseCetera Investment Services LLCNext Financial Group, Inc.04-05-2019
Keith Frederick FranceCetera Investment Services LLCBMO Harris Financial Advisors, Inc.$2504-05-2019
Thomas D. LewisCetera Investment Services LLCLPL Financial LLC$5004-01-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Christopher Scott SabosikCetera Investment Services LLCKey Investment Services LLC03-12-2019
Jay Charles DiasCetera Investment Services LLCThe Huntington Investment Company03-04-2019
Jaime Luis DiazCetera Investment Services LLCCitigroup Global Markets Inc.02-26-2019
George LyCetera Investment Services LLCLPL Financial LLC$1302-25-2019
Deryck Ian GryneCetera Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC$5002-11-2019
Mary Brooke BryanCetera Investment Services LLCLPL Financial LLC02-07-2019
Jerry Winston Jarrett Jr.Cetera Investment Services LLCPruco Securities, LLC.$1002-04-2019
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
David Matthew VigilCetera Investment Services LLCSorrento Pacific Financial, LLC01-28-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Andre W FixCetera Investment Services LLCCUNA Brokerage Services, Inc.$15012-03-2018
Jonathan David GinsburghCetera Investment Services LLCInfinex Investments, Inc.11-19-2018
Nicholas Daniel Manukas Jr.Cetera Investment Services LLCUSAA Investment Management Company$5011-13-2018
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Sharon Elise HammerCetera Investment Services LLCMutual Securities, Inc.$25010-30-2018
Xiao Qin KomischkeCetera Investment Services LLCCommunityAmerica Financial Solutions, LLC10-27-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
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Showing 1 to 25 of 860 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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