Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward RosierCetera Investment Services LLCAdvisory Group Equity Services Ltd.03-16-2017
Javier Enrique Pascual ImbertCetera Investment Services LLCAegis Capital Corp.03-21-2018
Gregory Alan GranatoCetera Investment Services LLCAllstate Financial Services, LLC10-24-2016
Nathan Graham ChaneyCetera Investment Services LLCAllstate Financial Services, LLC10-15-2015
James Morgan VirgoCetera Investment Services LLCAllstate Financial Services, LLC07-08-2015
Andrew Neal George Sr.Cetera Investment Services LLCAllstate Financial Services, LLC03-22-2013
Richard Joseph Hoag Jr.Cetera Investment Services LLCAllstate Financial Services, LLC05-02-2012
Anthony C HillCetera Investment Services LLCAllstate Financial Services, LLC06-01-2011
David Sean CunninghamCetera Investment Services LLCAmera Securities LLC10-01-2015
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.$108-27-2018
Darrell Ross AveryCetera Investment Services LLCAmeriprise Financial Services, Inc.$10004-11-2018
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, Inc.$2511-02-2016
Scott Allan WilsonCetera Investment Services LLCAmeriprise Financial Services, Inc.10-18-2016
Fernando Patron IVCetera Investment Services LLCAmeriprise Financial Services, Inc.$2509-09-2015
Scott Allan WilsonCetera Investment Services LLCAmeriprise Financial Services, Inc.05-27-2015
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, Inc.02-27-2014
Robin Alex YoungCetera Investment Services LLCAmeriprise Financial Services, Inc.02-05-2014
Dennis Alan Haubert Jr.Cetera Investment Services LLCAmeriprise Financial Services, Inc.09-25-2013
John Douglas TaborCetera Investment Services LLCAmeriprise Financial Services, Inc.08-23-2013
Merry Heather DooleyCetera Investment Services LLCAmeriprise Financial Services, Inc.$2502-21-2012
Justin Mark LevanetzCetera Investment Services LLCAmeriprise Financial Services, Inc.11-23-2010
David Kent CarlsonCetera Investment Services LLCAmeritas Investment Corp.10-12-2016
Mark TillmanCetera Investment Services LLCAmeritas Investment Corp.07-28-2011
Anthony Michael KonselCetera Investment Services LLCAmeritas Investment Corp.07-19-2011
Cindy Mae LanikCetera Investment Services LLCAmeritas Investment Corp.07-19-2011
Next Page »

Showing 1 to 25 of 875 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.