Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Allan MoodyCetera Investment Services LLCAegis Capital Corp.03-27-2020
Javier E Pascual ImbertCetera Investment Services LLCAegis Capital Corp.03-21-2018
William Joseph MellasCetera Investment Services LLCAegis Capital Corp.06-07-2017
Kristopher Joe JantzenCetera Investment Services LLCAllstate Financial Services, LLC08-02-2019
Emily C HarrisCetera Investment Services LLCAllstate Financial Services, LLC06-21-2019
Reudel DiazCetera Investment Services LLCAmerican Portfolios Financial Services, Inc.03-13-2020
John Edmund YannickCetera Investment Services LLCAmerican Portfolios Financial Services, Inc.05-01-2018
Rodney Marcus ScottCetera Investment Services LLCAmeriprise Financial Services, LLC$15010-28-2019
Chantel G AymondCetera Investment Services LLCAmeriprise Financial Services, LLC10-04-2019
Tara Anne RittlerCetera Investment Services LLCAmeriprise Financial Services, LLC09-24-2019
Brent Ludis BlausCetera Investment Services LLCAmeriprise Financial Services, LLC$15001-29-2019
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, LLC08-27-2018
Darrell Ross AveryCetera Investment Services LLCAmeriprise Financial Services, LLC$10004-11-2018
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, LLC11-02-2016
Marisa Ann SteinbachCetera Investment Services LLCAmeriprise Financial Services, LLC09-01-2016
Fernando Patron IVCetera Investment Services LLCAmeriprise Financial Services, LLC09-09-2015
Jacqueline Wingard-SuggsCetera Investment Services LLCAmeriprise Financial Services, LLC06-09-2014
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, LLC02-27-2014
Gary Lamar BowenCetera Investment Services LLCAvantax Investment Services, Inc.02-20-2020
Venera F IzantCetera Investment Services LLCB. Riley Wealth Management$2508-24-2020
Edward Earl Burchfield JrCetera Investment Services LLCBankers Life Securities, Inc.10-29-2018
Khiem Thi TruongCetera Investment Services LLCBaseline Investments, LLC07-20-2020
James Alex LancasterCetera Investment Services LLCBB&T Investment Services, Inc.$5002-27-2018
Mark A ScottCetera Investment Services LLCBB&T Investment Services, Inc.11-30-2017
Richard A SimpsonCetera Investment Services LLCBB&T Investment Services, Inc.11-29-2017
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Showing 1 to 25 of 604 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.