Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward RosierCetera Investment Services LLCAdvisory Group Equity Services Ltd.03-16-2017
Lance Allan MoodyCetera Investment Services LLCAegis Capital Corp.$1003-27-2020
Javier E. Pascual ImbertCetera Investment Services LLCAegis Capital Corp.03-21-2018
William Joseph MellasCetera Investment Services LLCAegis Capital Corp.06-07-2017
Kristopher Joe JantzenCetera Investment Services LLCAllstate Financial Services, LLC$1008-02-2019
Emily C. HarrisCetera Investment Services LLCAllstate Financial Services, LLC06-21-2019
Gregory Alan GranatoCetera Investment Services LLCAllstate Financial Services, LLC$5010-24-2016
Jeremy Heath WesterCetera Investment Services LLCAllstate Financial Services, LLC07-11-2016
Nathan Graham ChaneyCetera Investment Services LLCAllstate Financial Services, LLC10-15-2015
James Morgan VirgoCetera Investment Services LLCAllstate Financial Services, LLC07-08-2015
Andrew Neal George Sr.Cetera Investment Services LLCAllstate Financial Services, LLC03-22-2013
Richard Joseph HoagCetera Investment Services LLCAllstate Financial Services, LLC05-02-2012
Anthony C HillCetera Investment Services LLCAllstate Financial Services, LLC06-01-2011
David Sean CunninghamCetera Investment Services LLCAmera Securities LLC10-01-2015
Reudel DiazCetera Investment Services LLCAmerican Portfolios Financial Services, Inc.03-13-2020
John Edmund YannickCetera Investment Services LLCAmerican Portfolios Financial Services, Inc.$1005-01-2018
Rodney Marcus ScottCetera Investment Services LLCAmeriprise Financial Services, LLC$15010-28-2019
Chantel G. AymondCetera Investment Services LLCAmeriprise Financial Services, LLC10-04-2019
Tara Anne RittlerCetera Investment Services LLCAmeriprise Financial Services, LLC09-24-2019
Brent Ludis BlausCetera Investment Services LLCAmeriprise Financial Services, LLC01-29-2019
William Ronald AbellCetera Investment Services LLCAmeriprise Financial Services, LLC09-11-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, LLC08-27-2018
Darrell Ross AveryCetera Investment Services LLCAmeriprise Financial Services, LLC$10004-11-2018
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, LLC11-02-2016
Scott Allan WilsonCetera Investment Services LLCAmeriprise Financial Services, LLC10-18-2016
Next Page »

Showing 1 to 25 of 1,254 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.