Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Forrest JohnsonCetera Investment Services LLCFirst Citizens Investor Services, Inc.$5009-23-2020
Brandon Lloyd CorcoranCetera Investment Services LLCEdward Jones09-22-2020
Natasha Vladimir EscarenoCetera Investment Services LLCWells Fargo Clearing Services, LLC09-17-2020
James Ronald WelchCetera Investment Services LLCPruco Securities, LLC.09-14-2020
Paul KuleskaCetera Investment Services LLCPNC Investments09-14-2020
Mark Kazuyoshi MatsumuraCetera Investment Services LLCRoyal Alliance Associates, Inc.09-10-2020
Richard David AlexanderCetera Investment Services LLCRaymond James & Associates, Inc.09-08-2020
Joao Manuel ValenteCetera Investment Services LLCJ.P. Morgan Securities LLC$15009-03-2020
Stephen Michael AlbrittonCetera Investment Services LLCWells Fargo Clearing Services, LLC$5009-01-2020
Tessa Alexandra KanapauxCetera Investment Services LLCFirst Command Brokerage Services, Inc.08-31-2020
John Andrew SuraceCetera Investment Services LLCEquitable Advisors, LLC08-27-2020
Kelly Delaisne PowersCetera Investment Services LLCEquitable Advisors, LLC08-26-2020
Venera F IzantCetera Investment Services LLCB. Riley Wealth Management$2508-24-2020
Steven Kyle SykesCetera Investment Services LLCMML Investors Services, LLC08-19-2020
Gary Allen WallbergCetera Investment Services LLCInfinex Investments, Inc.$2508-14-2020
John Richard Pierce JrCetera Investment Services LLCStifel, Nicolaus & Company, Incorporated$15008-13-2020
Jennifer Grace BarricklowCetera Investment Services LLCRaymond James Financial Services, Inc.08-03-2020
Christopher C HullCetera Investment Services LLCMML Investors Services, LLC$10007-30-2020
Khiem Thi TruongCetera Investment Services LLCBaseline Investments, LLC07-20-2020
Tzu-Yu LiuCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2020
James A BoyleCetera Investment Services LLCLPL Financial LLC07-20-2020
Benjamin James BlumCetera Investment Services LLCWoodbury Financial Services, Inc.07-17-2020
Robert Dailey MoserCetera Investment Services LLCEquitable Advisors, LLC07-15-2020
Joseph Frank PersichettiCetera Investment Services LLCHSBC Securities (USA) Inc.$15007-13-2020
Timothy Phillip PopeCetera Investment Services LLCPNC Investments07-10-2020
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Showing 1 to 25 of 604 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.