Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles E. PikeCetera Investment Services LLCRaymond James Financial Services, Inc.01-09-2009
Kim Wayne PaceCetera Investment Services LLCAmeriprise Financial Services, LLC01-16-2009
Peggy Jo ZickertCetera Investment Services LLCU.S. Bancorp Investments, Inc.01-26-2009
Andrew Karstad HenricksonCetera Investment Services LLCCitigroup Global Markets Inc.02-02-2009
Mark D MillerCetera Investment Services LLCCountry Capital Management Company02-03-2009
Ellen Jean FelmleeCetera Investment Services LLCEdward Jones02-05-2009
Andreas HessCetera Investment Services LLCWells Fargo Clearing Services, LLC$2502-18-2009
Fu LinCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2009
Jeffrey Mark DetwilerCetera Investment Services LLCWells Fargo Clearing Services, LLC03-17-2009
Jon Bradley MeyersCetera Investment Services LLCRaymond James Financial Services, Inc.04-01-2009
Bradley Allen BerthiaumeCetera Investment Services LLCUvest Financial Services Group, Inc.04-17-2009
Richard Paul EisnerCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Bradley Alan BowmanCetera Investment Services LLCBanc of America Investment Services, Inc.04-24-2009
Frank Michael EspositoCetera Investment Services LLCCNL Securities Corp.04-29-2009
Mark H. EdmundsCetera Investment Services LLCWells Fargo Clearing Services, LLC05-14-2009
Thomas E. SmithCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2009
Fanny Hiufun ManCetera Investment Services LLCChase Investment Services Corp.06-11-2009
Stephen John Fisher Jr.Cetera Investment Services LLCNatcity Investments, Inc.06-23-2009
Sondra Jones RobbinsCetera Investment Services LLCUBS Financial Services Inc.07-02-2009
Sheri Lynn TurekCetera Investment Services LLCNatcity Investments, Inc.07-24-2009
Gregory Glyn BrownCetera Investment Services LLCWells Fargo Clearing Services, LLC08-05-2009
Randal J WilhelmsenCetera Investment Services LLCCetera Investment Services LLC08-07-2009
Michael Patrick DaffinrudCetera Investment Services LLCMorgan Stanley$15008-07-2009
Dave Allan ReedCetera Investment Services LLCEdward Jones08-07-2009
Mark Lloyd Davis IICetera Investment Services LLCRaymond James & Associates, Inc.08-25-2009
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Showing 1 to 25 of 1,257 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.