Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles E PikeCetera Investment Services LLCRaymond James Financial Services, Inc.01-09-2009
Peggy Jo ZickertCetera Investment Services LLCU.S. Bancorp Investments, Inc.01-26-2009
Andrew Karstad HenricksonCetera Investment Services LLCCitigroup Global Markets Inc.$5002-02-2009
Andreas HessCetera Investment Services LLCWells Fargo Clearing Services, LLC02-18-2009
Jeffrey Mark DetwilerCetera Investment Services LLCWells Fargo Clearing Services, LLC03-17-2009
Jon Bradley MeyersCetera Investment Services LLCRaymond James Financial Services, Inc.04-01-2009
Richard Paul EisnerCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-20-2009
Bradley Alan BowmanCetera Investment Services LLCBanc of America Investment Services, Inc.04-24-2009
Frank Michael EspositoCetera Investment Services LLCCNL Securities Corp.04-29-2009
Mark H EdmundsCetera Investment Services LLCWells Fargo Clearing Services, LLC05-14-2009
Thomas Eugene SmithCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2009
Fanny Hiufun ManCetera Investment Services LLCChase Investment Services Corp.06-11-2009
Stephen John Fisher Jr.Cetera Investment Services LLCNatcity Investments, Inc.$106-23-2009
Tracey Lynn SudoCetera Investment Services LLCBanc of America Investment Services, Inc.06-30-2009
Sondra Jones RobbinsCetera Investment Services LLCUBS Financial Services Inc.07-02-2009
Sheri Lynn TurekCetera Investment Services LLCNatcity Investments, Inc.07-24-2009
Gregory Glyn BrownCetera Investment Services LLCWells Fargo Clearing Services, LLC08-05-2009
Dave Allan ReedCetera Investment Services LLCEdward Jones08-07-2009
Michael Patrick DaffinrudCetera Investment Services LLCMorgan Stanley08-07-2009
Mark Lloyd Davis IICetera Investment Services LLCRaymond James & Associates, Inc.08-25-2009
Jennifer Miller WilkersonCetera Investment Services LLCKey Investment Services LLC09-21-2009
Donald Richard Abaunza Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.09-28-2009
Steve Ching Huang ChenCetera Investment Services LLCBanc of America Investment Services, Inc.$5010-01-2009
Kimberly R. SuperneauCetera Investment Services LLCBanc of America Investment Services, Inc.$2510-07-2009
Aaron J RigdonCetera Investment Services LLCEdward Jones$110-27-2009
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Showing 1 to 25 of 865 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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