Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen John Fisher Jr.Cetera Investment Services LLCNatcity Investments, Inc.06-23-2009
Dirk Raymond Harold RichardsonCetera Investment Services LLCUvest Financial Services Group, Inc.01-11-2010
Leslie Ann TolandCetera Investment Services LLCSentinel Securities, Inc.03-26-2010
Janet Kay StoeckleinCetera Investment Services LLCRaymond James Financial Services, Inc.10-05-2010
Scott Duane RustadCetera Investment Services LLCLincoln Investment10-29-2010
Beatrice Racquel CarrilloCetera Investment Services LLCCUSO Financial Services, L.P.11-30-2010
Cheston Michael ChengCetera Investment Services LLCCUSO Financial Services, L.P.11-30-2010
Bassem Samir MickhealCetera Investment Services LLCWells Fargo Clearing Services, LLC03-16-2011
Joseph R JenningsCetera Investment Services LLCUvest Financial Services Group, Inc.09-20-2011
Timothy James Lyons Jr.Cetera Investment Services LLCChase Investment Services Corp.09-26-2011
William John HiebCetera Investment Services LLCUvest Financial Services Group, Inc.10-05-2011
Norman Kerry RizerCetera Investment Services LLCBroker Dealer Financial Services Corp.$2503-02-2012
Amber Christine RichardsCetera Investment Services LLCLPL Financial LLC09-17-2012
Michelle April TeetersCetera Investment Services LLCRaymond James Financial Services, Inc.10-12-2012
Sherri Sue ChaneyCetera Investment Services LLCInvestment Centers of America, Inc.$1001-10-2013
Stuart Paul WilsonCetera Investment Services LLCBBVA Compass Investment Solutions, Inc.01-11-2013
Charles A. Smith Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.$5001-29-2013
George Isbell O'RearCetera Investment Services LLCCrews & Associates, Inc.01-29-2013
Grace Tsui Ping CheungCetera Investment Services LLCLPL Financial LLC02-27-2013
Sharon TangCetera Investment Services LLCLPL Financial LLC03-13-2013
Willis Lee HetlerCetera Investment Services LLCHancock Whitney Investment Services Inc.04-10-2013
Vickie Renee BoggioCetera Investment Services LLCBBVA Securities Inc.07-19-2013
Neil M. ReemsCetera Investment Services LLCSunTrust Investment Services, Inc.07-31-2013
Lori Cariffe CoombsCetera Investment Services LLCEssex National Securities, LLC08-20-2013
Dennis Leroy WilsonCetera Investment Services LLCINVEST Financial Corporation09-03-2013
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Showing 1 to 25 of 390 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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