Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. RigdonCetera Investment Services LLCEdward Jones10-27-2009
Aaron John MaguireCetera Investment Services LLCCetera Investment Services LLC11-27-2015
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.$10007-27-2018
Aaron Keith GammonCetera Investment Services LLCSA Stone Wealth Management Inc.04-13-2013
Aaron M. AveryCetera Investment Services LLCLPL Financial LLC04-18-2017
Aaron W. QuinnCetera Investment Services LLCEdward Jones12-01-2015
Abel Joseph ErnstbergerCetera Investment Services LLCCharles Schwab & Co., Inc.04-19-2013
Abraham E. MarquezCetera Investment Services LLCBBVA Securities Inc.07-29-2019
Adam Matthew KearnsCetera Investment Services LLCInfinex Investments, Inc.11-01-2016
Adam Pierce KellyCetera Investment Services LLCMorgan Stanley01-01-2015
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Adriane Marie SasakiCetera Investment Services LLCEdward Jones$1008-30-2012
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Aimee Wall ChesterCetera Investment Services LLCWells Fargo Clearing Services, LLC10-01-2015
Alan Masaro LeeCetera Investment Services LLCLPL Financial LLC$5002-27-2018
Albert L RichCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Alec Elias RosarioCetera Investment Services LLCEdward Jones$1003-01-2015
Alexander ArangoCetera Investment Services LLCLPL Financial LLC01-14-2019
Alexander James RandolphCetera Investment Services LLCWells Fargo Clearing Services, LLC03-16-2020
Alexander RussoCetera Investment Services LLCHSBC Securities (USA) Inc.$15004-13-2020
Alfonso Roberto TangherliniCetera Investment Services LLCWells Fargo Clearing Services, LLC06-30-2016
Alfred Heinz RichterCetera Investment Services LLCCUSO Financial Services, L.P.08-05-2015
Alfred Joseph Natale Jr.Cetera Investment Services LLCM&T Securities, Inc.01-27-2017
Alfredo G. ZunigaCetera Investment Services LLCPNC Investments01-08-2019
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Showing 1 to 25 of 1,254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.