Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.07-27-2018
Aaron Keith GammonCetera Investment Services LLCSA Stone Wealth Management Inc.04-13-2013
Abraham E MarquezCetera Investment Services LLCBBVA Securities Inc.07-29-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Albert L RichCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Alexander ArangoCetera Investment Services LLCLPL Financial LLC01-14-2019
Alexander James RandolphCetera Investment Services LLCWells Fargo Clearing Services, LLC03-16-2020
Alexander RussoCetera Investment Services LLCHSBC Securities (USA) Inc.$15004-13-2020
Alfred Heinz RichterCetera Investment Services LLCCUSO Financial Services, L.P.08-05-2015
Alfredo G ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Alireza A KandiCetera Investment Services LLCCharles Schwab & Co., Inc.02-11-2020
Alp Yusuf AkturkCetera Investment Services LLCPNC Investments02-01-2019
Alyssa Marie ProctorCetera Investment Services LLCBB&T Securities, LLC07-30-2018
Alyssa Nicole FeasterCetera Investment Services LLCLPL Financial LLC02-11-2014
Amber Christine RichardsCetera Investment Services LLCLPL Financial LLC09-17-2012
Amy Kristine JamisonCetera Investment Services LLCUmpqua Investments, Inc.01-04-2016
Andres TrujilloCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2019
Andrew Joseph KiefferCetera Investment Services LLCWaddell & Reed04-14-2016
Andrew Spiro PandisCetera Investment Services LLCInfinex Investments, Inc.12-01-2017
Andrew W BoothCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Angela Marie SandersCetera Investment Services LLCBBVA Securities Inc.03-23-2020
Angela Young Mee ChowCetera Investment Services LLCLPL Financial LLC04-18-2017
Angelica V VukobratovichCetera Investment Services LLCFifth Third Securities, Inc.03-24-2020
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Showing 1 to 25 of 604 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.