Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.07-27-2018
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Albert L RichCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Alfred Heinz RichterCetera Investment Services LLCCUSO Financial Services, L.P.08-05-2015
Alyssa Nicole FeasterCetera Investment Services LLCLPL Financial LLC02-11-2014
Amber Christine RichardsCetera Investment Services LLCLPL Financial LLC09-17-2012
Amber Morrison ShorCetera Investment Services LLCNorthwestern Mutual Investment Services, LLC07-21-2017
Amy Kristine JamisonCetera Investment Services LLCUmpqua Investments, Inc.01-04-2016
Amy L. BitnerCetera Investment Services LLCLaSalle St. Securities, LLC07-14-2018
Andre W. FixCetera Investment Services LLCCUNA Brokerage Services, Inc.12-03-2018
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Andrew Haning ThomasCetera Investment Services LLCKey Investment Services LLC03-03-2014
Andrew Joseph KiefferCetera Investment Services LLCWaddell & Reed04-14-2016
Andrew Michel DenisCetera Investment Services LLCAsset Management Financial Services Inc.$10008-10-2016
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Anna Marie MinemyerCetera Investment Services LLCLPL Financial LLC02-11-2014
Anthony Joseph KowalskiCetera Investment Services LLCInvestment Centers of America, Inc.09-21-2015
Antonio F. CibellaCetera Investment Services LLCLPL Financial LLC02-11-2014
Arcon Armada ConcepcionCetera Investment Services LLCBroker Dealer Financial Services Corp.06-29-2017
Ashley D. HallCetera Investment Services LLCWells Fargo Advisors Financial Network, LLC11-18-2015
Audrey Lynn PryorCetera Investment Services LLCLPL Financial LLC02-12-2014
Austin Havird FoxCetera Investment Services LLCCoreCap Investments, Inc.03-03-2016
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Showing 1 to 25 of 378 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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