Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey Robert WishniaCetera Investment Services LLCForesters Financial Services, Inc.06-20-2019
Nicole Yvonne ReifCetera Investment Services LLCForesters Advisory Services, LLC06-20-2019
Natalie Mae PeiCetera Investment Services LLCForesters Advisory Services, LLC06-20-2019
David Keith SmithCetera Investment Services LLCForesters Advisory Services, LLC06-20-2019
Colin Thomas KrafftCetera Investment Services LLCForesters Advisory Services, LLC06-20-2019
Mark GavrilovCetera Investment Services LLCLPL Financial LLC06-14-2019
Joshua David NeaseCetera Investment Services LLCNext Financial Group, Inc.04-05-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Christopher Scott SabosikCetera Investment Services LLCKey Investment Services LLC03-12-2019
Jay Charles DiasCetera Investment Services LLCThe Huntington Investment Company03-04-2019
Jaime Luis DiazCetera Investment Services LLCCitigroup Global Markets Inc.02-26-2019
Mary Brooke BryanCetera Investment Services LLCLPL Financial LLC02-07-2019
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
David Matthew VigilCetera Investment Services LLCSorrento Pacific Financial, LLC01-28-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Jonathan David GinsburghCetera Investment Services LLCInfinex Investments, Inc.11-19-2018
Xiao Qin KomischkeCetera Investment Services LLCCommunityAmerica Financial Solutions, LLC10-27-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
William Joseph WintersCetera Investment Services LLCSorrento Pacific Financial, LLC10-09-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Thomas Scott TatomCetera Investment Services LLCInstitutional Securities Corporation10-01-2018
Jill Denise SillCetera Investment Services LLCCommonwealth Financial Network09-24-2018
Next Page »

Showing 1 to 25 of 875 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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