Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blue Alexander HybnerCetera Investment Services LLCMorgan Stanley04-23-2020
Sudeshna Mou DasCetera Investment Services LLCCetera Investment Services LLC04-09-2020
Giovanni Antonio MalatestaCetera Investment Services LLCWells Fargo Clearing Services, LLC04-06-2020
Kevin J. JonesCetera Investment Services LLCWells Fargo Clearing Services, LLC04-02-2020
Jefferson Carl CampbellCetera Investment Services LLCProEquities, Inc.04-02-2020
Richard Edward Talbot Jr.Cetera Investment Services LLCLPL Financial LLC03-30-2020
Pieter Deran TenbroekCetera Investment Services LLCEdward Jones03-24-2020
Angela Marie SandersCetera Investment Services LLCBBVA Securities Inc.03-23-2020
Paula L. SheffieldCetera Investment Services LLCFifth Third Securities, Inc.03-20-2020
Norella Sylvia Peart-MontgomeryCetera Investment Services LLCWells Fargo Clearing Services, LLC03-20-2020
Willie SykesCetera Investment Services LLCEdward Jones03-19-2020
Thomas Paul Muldoon IIICetera Investment Services LLCPensionmark Securities, LLC03-17-2020
William Marshall Dent IICetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2020
Alexander James RandolphCetera Investment Services LLCWells Fargo Clearing Services, LLC03-16-2020
Reudel DiazCetera Investment Services LLCAmerican Portfolios Financial Services, Inc.03-13-2020
Manuel Lopez ReynosoCetera Investment Services LLCMML Investors Services, LLC03-10-2020
Neil T. BrittainCetera Investment Services LLCWells Fargo Clearing Services, LLC03-02-2020
Duhan MalaliCetera Investment Services LLCWells Fargo Clearing Services, LLC03-02-2020
Arthur Dickson Wharton IIICetera Investment Services LLCRoyal Alliance Associates, Inc.02-25-2020
Brianna Maria BuckleyCetera Investment Services LLCPNC Investments02-21-2020
Gary Lamar BowenCetera Investment Services LLCAvantax Investment Services, Inc.02-20-2020
Yuet Fu LeeCetera Investment Services LLCUNFCU Advisors LLC02-13-2020
Alireza A. KandiCetera Investment Services LLCCharles Schwab & Co., Inc.02-11-2020
Kenneth I WeinsteinCetera Investment Services LLCCUNA Brokerage Services, Inc.01-27-2020
John M. RollinsCetera Investment Services LLCLPL Financial LLC01-27-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.