Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Robert DascenzoCetera Investment Services LLCINVEST Financial Corporation02-12-2018
Michael Francis BreslinCetera Investment Services LLCINVEST Financial Corporation$10001-08-2018
Edmund Chester WojciechowskiCetera Investment Services LLCINVEST Financial Corporation$5001-05-2018
Joe Alexander SanchezCetera Investment Services LLCINVEST Financial Corporation01-05-2018
Steven Graham PeckCetera Investment Services LLCINVEST Financial Corporation01-02-2018
Kambiz SaadatCetera Investment Services LLCINVEST Financial Corporation$1012-06-2017
William Walter ThomasCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Damian Kerry ReillyCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Gregory Anthony LongoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Donatello Dario BollettinoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Albert L RichCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Urja S. ShahCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Thomas Patrick GowanCetera Investment Services LLCINVEST Financial Corporation03-30-2016
Steven Paul BoatnerCetera Investment Services LLCINVEST Financial Corporation06-30-2015
Dennis Leroy WilsonCetera Investment Services LLCINVEST Financial Corporation09-03-2013

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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