Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lynn LottCetera Investment Services LLCLPL Financial LLC09-20-2011
Douglas Brian SchroederCetera Investment Services LLCLPL Financial LLC09-06-2012
Amber Christine RichardsCetera Investment Services LLCLPL Financial LLC09-17-2012
Thomas Steven WegnerCetera Investment Services LLCLPL Financial LLC01-11-2013
Ken Yau Yuen ChanCetera Investment Services LLCLPL Financial LLC01-16-2013
Susan Veronica CruzCetera Investment Services LLCLPL Financial LLC01-29-2013
Jason Chawei HuangCetera Investment Services LLCLPL Financial LLC01-29-2013
George LyCetera Investment Services LLCLPL Financial LLC01-29-2013
Kian Hoe SohCetera Investment Services LLCLPL Financial LLC01-30-2013
Qing Song HuangCetera Investment Services LLCLPL Financial LLC02-12-2013
Grace Tsui Ping CheungCetera Investment Services LLCLPL Financial LLC02-27-2013
Damon Merrill MapesCetera Investment Services LLCLPL Financial LLC$15002-28-2013
Ying Hsiang C. LinCetera Investment Services LLCLPL Financial LLC03-11-2013
Sharon TangCetera Investment Services LLCLPL Financial LLC03-13-2013
Chi Ping YeungCetera Investment Services LLCLPL Financial LLC03-13-2013
Eddie Kevin CarnathanCetera Investment Services LLCLPL Financial LLC03-15-2013
Susan June DerenzoCetera Investment Services LLCLPL Financial LLC04-30-2013
Daniel Frank HofmannCetera Investment Services LLCLPL Financial LLC05-23-2013
Kenneth Patrick FulkersonCetera Investment Services LLCLPL Financial LLC02-01-2014
Nicholas Curinga IIICetera Investment Services LLCLPL Financial LLC$2502-01-2014
Thomas Francis MilesCetera Investment Services LLCLPL Financial LLC02-11-2014
Ross Aaron BiltzCetera Investment Services LLCLPL Financial LLC02-11-2014
Curtis Alan BeggsCetera Investment Services LLCLPL Financial LLC02-11-2014
Francis Allan MagnoCetera Investment Services LLCLPL Financial LLC02-11-2014
Shawn Henry KingCetera Investment Services LLCLPL Financial LLC$5002-11-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.