Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Alyssa Nicole FeasterCetera Investment Services LLCLPL Financial LLC02-11-2014
Amber Christine RichardsCetera Investment Services LLCLPL Financial LLC09-17-2012
Anna Marie MinemyerCetera Investment Services LLCLPL Financial LLC02-11-2014
Antonio F. CibellaCetera Investment Services LLCLPL Financial LLC02-11-2014
Audrey Lynn PryorCetera Investment Services LLCLPL Financial LLC02-12-2014
Christopher Raymond BoussonCetera Investment Services LLCLPL Financial LLC02-13-2015
Curtis Alan BeggsCetera Investment Services LLCLPL Financial LLC02-11-2014
Daniel Koller Jr.Cetera Investment Services LLCLPL Financial LLC$5007-14-2017
Darrin Michael AbbyCetera Investment Services LLCLPL Financial LLC$5005-19-2017
David Gee Wai HoCetera Investment Services LLCLPL Financial LLC04-18-2017
David M. SchabackerCetera Investment Services LLCLPL Financial LLC12-06-2016
Dawn Danielle BuczkoCetera Investment Services LLCLPL Financial LLC02-11-2014
Desiree Ann CrucigerCetera Investment Services LLCLPL Financial LLC$2502-11-2014
Devin Raymond DurocherCetera Investment Services LLCLPL Financial LLC$5005-08-2019
Elizabeth M. LeeCetera Investment Services LLCLPL Financial LLC09-25-2017
Francis Allan MagnoCetera Investment Services LLCLPL Financial LLC02-11-2014
Gary Ronald HesselgesserCetera Investment Services LLCLPL Financial LLC02-11-2014
George LyCetera Investment Services LLCLPL Financial LLC$1302-25-2019
Glenn Mitchell CantorCetera Investment Services LLCLPL Financial LLC12-06-2016
Grace Tsui Ping CheungCetera Investment Services LLCLPL Financial LLC02-27-2013
Hsiao-Ing Wang LinCetera Investment Services LLCLPL Financial LLC09-25-2017
Irene L. WilliamsCetera Investment Services LLCLPL Financial LLC09-25-2017
Jack Yiwen SunCetera Investment Services LLCLPL Financial LLC09-25-2017
James David WestonCetera Investment Services LLCLPL Financial LLC03-01-2017
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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