Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brianna Maria BuckleyCetera Investment Services LLCPNC Investments02-21-2020
Thomas J. ScottCetera Investment Services LLCPNC Investments$15006-25-2019
George Howard ForsythCetera Investment Services LLCPNC Investments04-25-2019
Alp Yusuf AkturkCetera Investment Services LLCPNC Investments$5002-01-2019
Alfredo G. ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
Kameron HelmuthCetera Investment Services LLCPNC Investments06-14-2018
Steven SotoCetera Investment Services LLCPNC Investments05-07-2018
William C. GuisingerCetera Investment Services LLCPNC Investments04-06-2018
Shawn Edward BakerCetera Investment Services LLCPNC Investments03-12-2018
Michael Patrick RenuartCetera Investment Services LLCPNC Investments06-12-2017
John David Wilson IICetera Investment Services LLCPNC Investments$5005-31-2017
Juan Pablo MontoyaCetera Investment Services LLCPNC Investments05-23-2017
Jeffery Adam VandiverCetera Investment Services LLCPNC Investments05-17-2017
Cheryl Jean SteinerCetera Investment Services LLCPNC Investments05-01-2017
Dimitar Nikolaev MushkovCetera Investment Services LLCPNC Investments04-26-2017
Christopher T. BuzzellCetera Investment Services LLCPNC Investments06-01-2016
Robert J. HydeCetera Investment Services LLCPNC Investments03-01-2016
Debra Jean DanksCetera Investment Services LLCPNC Investments02-29-2016
Dale Bruce CostelloCetera Investment Services LLCPNC Investments12-10-2015
Jeremy Dale SwongerCetera Investment Services LLCPNC Investments10-16-2015
Najib A. KhanCetera Investment Services LLCPNC Investments09-09-2015
Thomas E. SmithCetera Investment Services LLCPNC Investments08-27-2015
Richard Francis KlimptCetera Investment Services LLCPNC Investments06-03-2015
Kevin James GrotlischCetera Investment Services LLCPNC Investments05-28-2015
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.