Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Eugene AndersonCetera Investment Services LLCThe Leaders Group, Inc.08-13-2018
Joseph KassoufCetera Investment Services LLCWells Fargo Clearing Services, LLC$1004-23-2018
Charles Benjamin ChapmanCetera Investment Services LLCMorgan Stanley$5004-20-2018
Samuel Scobel ShoberCetera Investment Services LLCSecurities America, Inc.04-14-2017
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, Inc.$2511-02-2016
Daniel J. Richardson Jr.Cetera Investment Services LLCBB&T Investment Services, Inc.$2509-06-2016
Thomas Christian HallCetera Investment Services LLCInvestment Professionals, Inc.08-10-2016
Edward Alan ButlerCetera Investment Services LLCRaymond James Financial Services, Inc.07-19-2016
Jason Allan SpiveyCetera Investment Services LLCMorgan Stanley01-21-2016
Richard Frances KlimptCetera Investment Services LLCPNC Investments06-03-2015
James Duquesne AnkiewiczCetera Investment Services LLCWells Fargo Clearing Services, LLC04-28-2015
Raymond Douglas PfeifferCetera Investment Services LLCLPL Financial LLC$2504-10-2015
Charles Wilson RowellCetera Investment Services LLCPNC Investments$2502-10-2015
Scott M. LasloCetera Investment Services LLCEdward Jones04-23-2014
John T. NemethCetera Investment Services LLCWells Fargo Clearing Services, LLC04-07-2014
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, Inc.02-27-2014
Dustin Ellis WoodhamCetera Investment Services LLCWells Fargo Clearing Services, LLC02-13-2014
Timothy Patrick HealyCetera Investment Services LLCJohn Hancock Funds, LLC$10002-08-2014
Daniel John RiveraCetera Investment Services LLCSynovus Securities, Inc.01-29-2014
William C. TeagueCetera Investment Services LLCCapital One Investment Services LLC10-28-2013
Matthew John ClarkCetera Investment Services LLCEssex National Securities, LLC09-26-2013
George Isbell O'RearCetera Investment Services LLCCrews & Associates, Inc.01-29-2013
Stuart Paul WilsonCetera Investment Services LLCBBVA Compass Investment Solutions, Inc.01-11-2013

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.