Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Marie SandersCetera Investment Services LLCBBVA Securities Inc.03-23-2020
Neil T. BrittainCetera Investment Services LLCWells Fargo Clearing Services, LLC03-02-2020
Rodney Marcus ScottCetera Investment Services LLCAmeriprise Financial Services, LLC$15010-28-2019
Joseph A CobbCetera Investment Services LLCW&S Brokerage Services, Inc.07-02-2019
Destinee Wigley SandersCetera Investment Services LLCBB&T Securities, LLC06-30-2019
Jonathan Eugene AndersonCetera Investment Services LLCThe Leaders Group, Inc.08-13-2018
Robert Aubrey HartCetera Investment Services LLCInvestment Professionals, Inc.05-08-2018
Joseph Thomas KassoufCetera Investment Services LLCWells Fargo Clearing Services, LLC$1004-23-2018
Charles Benjamin ChapmanCetera Investment Services LLCMorgan Stanley$5004-20-2018
James Alex LancasterCetera Investment Services LLCBB&T Investment Services, Inc.02-27-2018
Joshua Steven DailyCetera Investment Services LLCWells Fargo Clearing Services, LLC02-11-2018
Ginger Kay AdamsCetera Investment Services LLCWells Fargo Clearing Services, LLC02-07-2018
Emily N. BynumCetera Investment Services LLCScottrade, Inc.10-30-2017
Jeffery Adam VandiverCetera Investment Services LLCPNC Investments05-17-2017
Samuel Scobel ShoberCetera Investment Services LLCSecurities America, Inc.04-14-2017
Jonna Purse ToddCetera Investment Services LLCAmeriprise Financial Services, LLC11-02-2016
Daniel J. Richardson Jr.Cetera Investment Services LLCBB&T Investment Services, Inc.09-06-2016
Thomas Christian HallCetera Investment Services LLCInvestment Professionals, Inc.08-10-2016
Edward Alan ButlerCetera Investment Services LLCRaymond James Financial Services, Inc.07-19-2016
Jason Allan SpiveyCetera Investment Services LLCMorgan Stanley01-21-2016
Wallace Daniel WeathersCetera Investment Services LLCCetera Investment Services LLC12-16-2015
Tyler L. WhiteCetera Investment Services LLCEdward Jones12-02-2015
Aaron W. QuinnCetera Investment Services LLCEdward Jones12-01-2015
Joseph Robert ProkopCetera Investment Services LLCNavy Federal Asset Management, LLC10-05-2015
Thomas E. SmithCetera Investment Services LLCPNC Investments08-27-2015
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.