Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Curtis LawsonCetera Investment Services LLCCetera Investment Services LLC01-09-2020
Kimberly Dawn ClarkCetera Investment Services LLCWaddell & Reed10-29-2019
Kevin Scott MassaCetera Investment Services LLCCetera Investment Services LLC09-20-2019
George Howard ForsythCetera Investment Services LLCPNC Investments04-25-2019
Matthew Thomas ReiberCetera Investment Services LLCJ.P. Morgan Securities LLC01-29-2019
Shawn David WhitcraftCetera Investment Services LLCKey Investment Services LLC10-09-2018
Kameron HelmuthCetera Investment Services LLCPNC Investments06-14-2018
David Michael PryorCetera Investment Services LLCKey Investment Services LLC04-27-2018
William C. GuisingerCetera Investment Services LLCPNC Investments04-06-2018
Landon Dean MeyersCetera Investment Services LLCEdward Jones02-22-2018
Robert LaneCetera Investment Services LLCAXA Advisors, LLC02-01-2018
Ryan Curtis LawsonCetera Investment Services LLCOneAmerica Securities, Inc.01-29-2018
Greg Lee EmmackCetera Investment Services LLCKey Investment Services LLC07-31-2017
Jamie Lynn EngleCetera Investment Services LLCLPL Financial LLC05-12-2017
John David CavesCetera Investment Services LLCThrivent Investment Management Inc.04-26-2017
Lawrence Wesley TaylorCetera Investment Services LLCNYLIFE Securities LLC04-10-2017
Lynda Lisanne HershbergerCetera Investment Services LLCLPL Financial LLC12-07-2016
Joseph Phillip WaltermannCetera Investment Services LLCLPL Financial LLC09-30-2016
Donald G AllisonCetera Investment Services LLCEdward Jones09-06-2016
Michele Joanne MyersCetera Investment Services LLCSignator Investors, Inc.07-12-2016
Patrick D. ReithCetera Investment Services LLCJ.P. Morgan Securities LLC06-13-2016
Lori Ann RichcreekCetera Investment Services LLCLPL Financial LLC04-19-2016
Timothy Wayne FisherCetera Investment Services LLCSagePoint Financial, Inc.03-28-2016
Matthew GolliherCetera Investment Services LLCMML Investors Services, LLC03-15-2016
Liam P. GarveyCetera Investment Services LLCInfinex Investments, Inc.01-20-2016
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.