Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James Lyons JrCetera Investment Services LLCChase Investment Services Corp.09-26-2011
Brennan Vincent KrengelCetera Investment Services LLCComerica Securities$2504-09-2020
Matthew John Van HekkenCetera Investment Services LLCCUSO Financial Services, L.P.$15005-29-2018
Michael Kenneth SiscoCetera Investment Services LLCEdward Jones08-16-2019
Michael Thomas LangenbergCetera Investment Services LLCEssex National Securities, LLC07-07-2015
Michael Victor AwwadCetera Investment Services LLCFifth Third Securities, Inc.$15001-08-2020
Dace Andrew DekruifCetera Investment Services LLCFSC Securities Corporation$5008-16-2018
Steven RinggoldCetera Investment Services LLCHantz Financial Services, Inc.$15009-30-2016
Gary Arthur TherrianCetera Investment Services LLCInfinex Investments, Inc.08-26-2019
Kurt J BardCetera Investment Services LLCInfinex Investments, Inc.08-16-2019
Susan Lee CurrierCetera Investment Services LLCInfinex Investments, Inc.$15010-28-2016
Jonathan Noel DeweyCetera Investment Services LLCInfinex Investments, Inc.03-01-2016
Dimitri Ioannis HountalasCetera Investment Services LLCJ.P. Morgan Securities LLC06-18-2019
Bradley J HunterCetera Investment Services LLCJ.P. Morgan Securities LLC07-24-2017
Sheryl Ann BaunCetera Investment Services LLCJ.P. Morgan Securities LLC05-13-2015
Jennifer A JagodzinskiCetera Investment Services LLCLPL Financial LLC05-09-2019
Jody W MyersCetera Investment Services LLCLPL Financial LLC05-08-2019
Devin Raymond DurocherCetera Investment Services LLCLPL Financial LLC$5005-08-2019
Christopher Raymond BoussonCetera Investment Services LLCLPL Financial LLC02-13-2015
Justin Matthew CattaneoCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-29-2020
Luke Logan YocomCetera Investment Services LLCMorgan Stanley04-13-2017
Bruce Alan AndersonCetera Investment Services LLCSigma Financial Corporation07-31-2018
Sharyn Lara DansaCetera Investment Services LLCThe Huntington Investment Company03-06-2018
Marc Hurley KaeckmeisterCetera Investment Services LLCThe Huntington Investment Company11-09-2017
Kirk William JohnstonCetera Investment Services LLCThe O.N. Equity Sales Company12-17-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.