Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Sharon Elise HammerCetera Investment Services LLCMutual Securities, Inc.$25010-30-2018
Jill Denise SillCetera Investment Services LLCCommonwealth Financial Network09-24-2018
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.$107-27-2018
Amy L BitnerCetera Investment Services LLCLaSalle St. Securities, LLC07-14-2018
Mary Kay VanderweystCetera Investment Services LLCVALIC Financial Advisors, Inc.06-14-2018
Jeffrey Paul BendaCetera Investment Services LLCWells Fargo Clearing Services, LLC03-08-2018
Richard A SimpsonCetera Investment Services LLCBb&T Investment Services, Inc.11-29-2017
Erin Rebecca HajduCetera Investment Services LLCSunTrust Investment Services, Inc.$111-16-2017
Alexander ArrietaCetera Investment Services LLCPNC Investments11-07-2017
Christopher Sean RowanCetera Investment Services LLCJ.P. Morgan Securities LLC11-07-2017
Jared Ryan MeluginCetera Investment Services LLCJ.P. Morgan Securities LLC$110-12-2017
Jessica Thuy Thi NguyenCetera Investment Services LLCJ.P. Morgan Securities LLC10-12-2017
Holly Roxanne MartinCetera Investment Services LLCJ.P. Morgan Securities LLC07-26-2017
Leslie Michell NottinghamCetera Investment Services LLCCharles Schwab & Co., Inc.07-26-2017
Stephen Richard SmithCetera Investment Services LLCBBVA Securities Inc.$2503-16-2017
Chad Matthew RaicheCetera Investment Services LLCGradient Advisors, LLC$111-15-2016
Kenneth Taylor MartinCetera Investment Services LLCBB&T Investment Services, Inc.11-02-2016
Stacy Marie AndersonCetera Investment Services LLCWealth Enhancement Brokerage Services, LLC09-07-2016
Craig R TallmanCetera Investment Services LLCJ.P. Morgan Securities LLC09-01-2016
Derek John DelaneyCetera Investment Services LLCThrivent Investment Management Inc.$15009-01-2016
Richard Louis CassidyCetera Investment Services LLCSunTrust Investment Services, Inc.$106-28-2016
Ginyier Moneet FieldsCetera Investment Services LLCEdward Jones05-01-2016
Marguerite G ParsonsCetera Investment Services LLCFifth Third Securities, Inc.04-28-2016
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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