Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fernando Patron IVCetera Investment Services LLCAmeriprise Financial Services, Inc.$2509-09-2015
Roger Manwaring Bowman IICetera Investment Services LLCAssociated Investment Services, Inc.$5008-03-2015
Richard A. SimpsonCetera Investment Services LLCBB&T Investment Services, Inc.11-29-2017
Daniel David NardozziCetera Investment Services LLCBB&T Investment Services, Inc.$5007-29-2014
Stephen Richard SmithCetera Investment Services LLCBBVA Securities Inc.$2503-16-2017
Jill Denise SillCetera Investment Services LLCCommonwealth Financial Network09-24-2018
James Isaac Williams IIICetera Investment Services LLCEdward Jones08-21-2014
Bobby Botsford KellamCetera Investment Services LLCEdward Jones$2504-01-2014
Lori Cariffe CoombsCetera Investment Services LLCEssex National Securities, LLC08-20-2013
Robert Brian BrushCetera Investment Services LLCFifth Third Securities, Inc.09-16-2014
Gary Bell HessertCetera Investment Services LLCFifth Third Securities, Inc.07-10-2014
Chad Matthew RaicheCetera Investment Services LLCGradient Advisors, LLC11-15-2016
Nicholas James MoragneCetera Investment Services LLCHancock Whitney Investment Services Inc.07-28-2014
Thomas Patrick GowanCetera Investment Services LLCINVEST Financial Corporation03-30-2016
Christopher S. RowanCetera Investment Services LLCJ.P. Morgan Securities LLC11-07-2017
Jared R. MeluginCetera Investment Services LLCJ.P. Morgan Securities LLC10-12-2017
Sharon E. HammerCetera Investment Services LLCKelman Lazarov Inc$25010-30-2018
Amy L. BitnerCetera Investment Services LLCLaSalle St. Securities, LLC07-14-2018
Shane Patrick SkellyCetera Investment Services LLCLaSalle St. Securities, LLC12-03-2014
Jeffrey James WallevandCetera Investment Services LLCLincoln Investment06-23-2014
Scott Duane RustadCetera Investment Services LLCLincoln Investment10-29-2010
Suman Lata SamiCetera Investment Services LLCLPL Financial LLC03-07-2019
Vinson Lloyd WillitsCetera Investment Services LLCLPL Financial LLC$5007-31-2014
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Sudeshna Mou DasCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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