Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Duane RustadCetera Investment Services LLCLincoln Investment10-29-2010
Charles A. Smith Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.$5001-29-2013
Lori Cariffe CoombsCetera Investment Services LLCEssex National Securities, LLC08-20-2013
Michael Yongjin KittelsonCetera Investment Services LLCState Farm VP Management Corp.11-07-2013
Bobby Botsford KellamCetera Investment Services LLCEdward Jones$2504-01-2014
Jeffrey James WallevandCetera Investment Services LLCLincoln Investment06-23-2014
Gary Bell HessertCetera Investment Services LLCFifth Third Securities, Inc.07-10-2014
Nicholas James MoragneCetera Investment Services LLCHancock Whitney Investment Services Inc.07-28-2014
Daniel David NardozziCetera Investment Services LLCBB&T Investment Services, Inc.$5007-29-2014
Vinson Lloyd WillitsCetera Investment Services LLCLPL Financial LLC$5007-31-2014
Lawrence B. Storey IIICetera Investment Services LLCScottrade, Inc.$5008-12-2014
Philip Vanpelt GauntlettCetera Investment Services LLCRaymond James & Associates, Inc.08-18-2014
James Isaac Williams IIICetera Investment Services LLCEdward Jones08-21-2014
William Kelly KirkseyCetera Investment Services LLCStifel, Nicolaus & Company, Incorporated$10008-25-2014
Domenico MastropierroCetera Investment Services LLCWells Fargo Clearing Services, LLC08-27-2014
John P. FeeCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2014
Robert Brian BrushCetera Investment Services LLCFifth Third Securities, Inc.09-16-2014
Christopher D JordanCetera Investment Services LLCMetLife Securities Inc.09-30-2014
Taryn Lynn OlszewskiCetera Investment Services LLCRaymond James Financial Services, Inc.10-14-2014
Shane Patrick SkellyCetera Investment Services LLCLaSalle St. Securities, LLC12-03-2014
Sudeshna Mou DasCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2015
Roger Manwaring Bowman IICetera Investment Services LLCAssociated Investment Services, Inc.$5008-03-2015
Fernando Patron IVCetera Investment Services LLCAmeriprise Financial Services, Inc.$2509-09-2015
Thomas Patrick GowanCetera Investment Services LLCINVEST Financial Corporation03-30-2016
Andrew Joseph KiefferCetera Investment Services LLCWaddell & Reed04-14-2016
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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