Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Sherman Harrison IICetera Investment Services LLCHfa Asset Management, Inc.08-16-2011
William Kelly KirkseyCetera Investment Services LLCStifel, Nicolaus & Company, Incorporated$10008-25-2014
William Bryan GaddisCetera Investment Services LLCVALIC Financial Advisors, Inc.05-23-2013
Wes Paul PetersonCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2013
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Vinson Lloyd WillitsCetera Investment Services LLCLPL Financial LLC$5007-31-2014
Vashti S BuckCetera Investment Services LLCEdward Jones07-11-2017
Trenessia Levette RahsaanCetera Investment Services LLCJ.P. Morgan Securities LLC02-27-2015
Todd Edwin RichardsonCetera Investment Services LLCFifth Third Securities, Inc.04-22-2013
Todd EdmondsonCetera Investment Services LLCPNC Investments01-10-2013
Timothy James JensenCetera Investment Services LLCEdward Jones10-17-2011
Timothy Allen LloydCetera Investment Services LLCSunTrust Advisory Services, Inc.07-31-2019
Thomas Patrick GowanCetera Investment Services LLCINVEST Financial Corporation03-30-2016
Terri H. BellCetera Investment Services LLCJ.P. Morgan Securities LLC04-09-2018
Taryn Lynn OlszewskiCetera Investment Services LLCRaymond James Financial Services, Inc.10-14-2014
Suman Lata SamiCetera Investment Services LLCLPL Financial LLC03-07-2019
Sudeshna Mou DasCetera Investment Services LLCCetera Investment Services LLC04-09-2020
Sudeshna Mou DasCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2015
Steven John SwansonCetera Investment Services LLCBancWest Investment Services, Inc.$2501-12-2015
Stephen Richard SmithCetera Investment Services LLCBBVA Securities Inc.$2503-16-2017
Stephen Richard SmithCetera Investment Services LLCBB&T Investment Services, Inc.$2504-15-2013
Sharon E. HammerCetera Investment Services LLCKelman Lazarov Inc10-30-2018
Shane Patrick SkellyCetera Investment Services LLCLaSalle St Securities, L.L.C.12-03-2014
Shane David IronsCetera Investment Services LLCTD Ameritrade, Inc.03-22-2017
Scott Duane RustadCetera Investment Services LLCLincoln Investment10-29-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.