Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joshua GreenCetera Investment Services LLCThrivent Investment Management Inc.$10007-27-2018
Adam Pierce KellyCetera Investment Services LLCMorgan Stanley01-01-2015
Aimee Wall ChesterCetera Investment Services LLCWells Fargo Clearing Services, LLC10-01-2015
Alfredo G. ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Alireza A. KandiCetera Investment Services LLCCharles Schwab & Co., Inc.02-11-2020
Allen Brent WagnerCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2013
Amy J. GoeringCetera Investment Services LLCEdward Jones12-21-2010
Amy L. BitnerCetera Investment Services LLCLaSalle St Securities, L.L.C.07-14-2018
Andrew Joseph KiefferCetera Investment Services LLCWaddell & Reed04-14-2016
Anna Clyde MaloneCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2013
Anthony C HillCetera Investment Services LLCAllstate Financial Services, LLC06-01-2011
Bobby Botsford KellamCetera Investment Services LLCEdward Jones$2504-01-2014
Brad Richard BakkenCetera Investment Services LLCBancWest Investment Services, Inc.$5007-02-2012
Britt Alan WoodsCetera Investment Services LLCFifth Third Securities, Inc.$25004-26-2017
Chad Andrew ClarkCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2013
Chad Matthew RaicheCetera Investment Services LLCGradient Advisors, LLC11-15-2016
Charles A. Smith Jr.Cetera Investment Services LLCMorgan Keegan & Company, Inc.$5001-29-2013
Charles Ray Counce Jr.Cetera Investment Services LLCBancorpSouth Investment Services, Inc.$5001-11-2013
Chase K. FrostCetera Investment Services LLCEdward Jones05-23-2013
Cheryl Lynn EllingsonCetera Investment Services LLCLPL Financial LLC10-15-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Christopher Alan SheltonCetera Investment Services LLCCetera Investment Services LLC09-06-2018
Christopher Alan SheltonCetera Investment Services LLCScottrade, Inc.03-12-2018
Christopher D JordanCetera Investment Services LLCMetLife Securities Inc.09-30-2014
Christopher Michael AllenCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.